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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
7151
PUT
Ameriprise Financial
AMP
$47.8B
$37K ﹤0.01%
300
-1,500
-83% -$184K
DENN
7152
DELISTED
Denny's
DENN
$37K ﹤0.01%
+5,220
New +$35.3K
FORR icon
7153
Forrester Research
FORR
$199M
$37K ﹤0.01%
1,001
-511
-34% -$19.6K
HYD icon
7154
PUT
VanEck High Yield Muni ETF
HYD
$4.44B
$37K ﹤0.01%
600
+500
+500% +$30.2K
IBKR icon
7155
PUT
Interactive Brokers
IBKR
$38.4B
$37K ﹤0.01%
+6,000
New +$35.7K
INDL icon
7156
CALL
Direxion Daily MSCI India Bull 2X ETF
INDL
$55.5M
$37K ﹤0.01%
500
-500
-50% -$38.1K
INSG icon
7157
Inseego
INSG
$104M
$37K ﹤0.01%
993
+790
+389% +$17.6K
KAI icon
7158
Kadant
KAI
$3.58B
$37K ﹤0.01%
942
+3
+0.3% +$118
MEI icon
7159
PUT
Methode Electronics
MEI
$458M
$37K ﹤0.01%
1,000
-1,700
-63% -$60.3K
MFA
7160
CALL
MFA Financial
MFA
$932M
$37K ﹤0.01%
1,200
-900
-43% -$29.7K
NXST icon
7161
Nexstar Media Group
NXST
$6.01B
$37K ﹤0.01%
908
– –
PRPH
7162
DELISTED
ProPhase Labs
PRPH
$37K ﹤0.01%
2,666
+2,616
+5,232% +$40.7K
RMBS icon
7163
Rambus
RMBS
$8.95B
$37K ﹤0.01%
2,974
-1,939
-39% -$24.5K
SFST icon
7164
Southern First Bancshares
SFST
$581M
$37K ﹤0.01%
2,642
+1,040
+65% +$14.5K
SPUU icon
7165
Direxion Daily S&P 500 Bull 2X ETF
SPUU
$242M
$37K ﹤0.01%
1,442
+884
+158% +$22.8K
SXI icon
7166
CALL
Standex International
SXI
$3.33B
$37K ﹤0.01%
500
– –
HTLF
7167
DELISTED
Heartland Financial USA, Inc.
HTLF
$37K ﹤0.01%
1,564
+1,064
+213% +$25.6K
NM.PRG
7168
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$37K ﹤0.01%
1,461
+240
+20% +$6.1K
SGEN
7169
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
$37K ﹤0.01%
1,000
– –
GSV
7170
DELISTED
Gold Standard Ventures Corp.
GSV
$37K ﹤0.01%
56,100
+100
+0.2% +$67
DFVS
7171
DELISTED
iPath US Treasury 5-year Bear ETN
DFVS
$37K ﹤0.01%
+976
New +$37.6K
IPHI
7172
PUT
DELISTED
INPHI CORPORATION
IPHI
$37K ﹤0.01%
2,600
+600
+30% +$8.73K
ROYT
7173
CALL
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$37K ﹤0.01%
3,600
+3,500
+3,500% +$38.6K
CFNB
7174
DELISTED
California First National Banc
CFNB
$37K ﹤0.01%
2,538
+185
+8% +$2.71K
TVIZ
7175
DELISTED
VelocityShares Daily 2x VIX Medium Term ETN
TVIZ
$37K ﹤0.01%
+319
New +$33.3K
285 286
287
288 289

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.