U
NM.PRG

UBS’s NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value NM.PRG Stock Holding History

UBS’s Portfolio NM.PRG Stock Details NM.PRG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$37K Buy
1,461
+240
+20% +$6.1K ﹤0.01% 7201
2014
Q2 		$31K Sell
1,221
-479
-28% -$12.1K ﹤0.01% 7522
2014
Q1 		$43K Buy
+1,700
New +$41.8K ﹤0.01% 7049

Other funds holding NM.PRG

DBT
Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
BAM
Banta Asset Management Newport Beach, California $112M AUM
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

UBS's NM.PRG Position: Q3 2014 in Review

UBS increased its NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value (NM.PRG) stake by 20% in Q3 2014, buying an estimated $6.1K and bringing the position to 1,461 shares worth $37K. The position accounts for ﹤0.01% of the portfolio, ranked #7201.

UBS first reported a position in NM.PRG in Q1 2014 and has held it in 3 quarters since. The position peaked at $43K in Q1 2014. 8 funds tracked by Wall St. Rank hold NM.PRG as of Q3 2014.

  • UBS held 1,461 shares of NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value worth $37K as of Q3 2014.
  • UBS bought 240 NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value shares in Q3 2014, an estimated $6.1K.
  • NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7201 holding.
  • UBS first reported a position in NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value in Q1 2014 and has held it in 3 quarters since.
  • UBS's NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value position peaked at $43K in Q1 2014.
  • 8 funds tracked by Wall St. Rank held NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.