Ground Swell Capital’s NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value NM.PRG Stock Holding History

Ground Swell Capital’s Portfolio NM.PRG Stock Details NM.PRG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5K	Sell	200 -100	-33%	-$2.54K	0.01%	1489
2014 Q2	$8K	Buy	+300	New	+$7.59K	0.02%	862

Other funds holding NM.PRG

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

BAM

Banta Asset Management Newport Beach, California $112M AUM

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAS

Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Ground Swell Capital's NM.PRG Position: Q3 2014 in Review

Ground Swell Capital reduced its NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value (NM.PRG) stake by 33% in Q3 2014, selling an estimated $2.54K and leaving 200 shares worth $5K. The position accounts for 0.01% of the portfolio, ranked #1489.

Ground Swell Capital first reported a position in NM.PRG in Q2 2014 and has held it in 2 quarters since. The position peaked at $8K in Q2 2014. 8 funds tracked by Wall St. Rank hold NM.PRG as of Q3 2014.

Ground Swell Capital held 200 shares of NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value worth $5K as of Q3 2014.
Ground Swell Capital sold 100 NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value shares in Q3 2014, an estimated $2.54K.
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1489 holding.
Ground Swell Capital first reported a position in NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value in Q2 2014 and has held it in 2 quarters since.
Ground Swell Capital's NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value position peaked at $8K in Q2 2014.
8 funds tracked by Wall St. Rank held NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.