Banta Asset Management’s NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value NM.PRG Stock Holding History

Banta Asset Management’s Portfolio NM.PRG Stock Details NM.PRG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$1.32M	Sell	74,000 -250	-0.3%	-$4.62K	2.23%	26
2015 Q2	$1.51M	Sell	74,250 -200	-0.3%	-$4.18K	3.47%	13
2015 Q1	$1.97M	Buy	74,450 +42,550	+133%	+$917K	4.35%	9
2014 Q4	$606K	Buy	31,900 +5,100	+19%	+$113K	1.14%	27
2014 Q3	$686K	Sell	26,800 -1,100	-4%	-$28K	1.51%	24
2014 Q2	$718K	Buy	+27,900	New	+$706K	1.56%	24

Other funds holding NM.PRG

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAS

Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Banta Asset Management's NM.PRG Position: Q3 2015 in Review

Banta Asset Management reduced its NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value (NM.PRG) stake by 0.34% in Q3 2015, selling an estimated $4.62K and leaving 74,000 shares worth $1.32M. The position accounts for 2.23% of the portfolio, ranked #26.

Banta Asset Management first reported a position in NM.PRG in Q2 2014 and has held it in 6 quarters since. The position peaked at $1.97M in Q1 2015. 6 funds tracked by Wall St. Rank hold NM.PRG as of Q3 2015.

Banta Asset Management held 74,000 shares of NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value worth $1.32M as of Q3 2015.
Banta Asset Management sold 250 NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value shares in Q3 2015, an estimated $4.62K.
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value made up 2.23% of Banta Asset Management's portfolio in Q3 2015, its #26 holding.
Banta Asset Management first reported a position in NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value in Q2 2014 and has held it in 6 quarters since.
Banta Asset Management's NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value position peaked at $1.97M in Q1 2015.
6 funds tracked by Wall St. Rank held NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value as of Q3 2015.

Based on Banta Asset Management's 13F filing for Q3 2015, filed 12 Nov 2015.