NWQ Investment Management Company’s NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value NM.PRG Stock Holding History

NWQ Investment Management Company’s Portfolio NM.PRG Stock Details NM.PRG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-42,949	Closed	-$815K	–	183
2014 Q4	$815K	Buy	42,949 +7,082	+20%	+$158K	0.01%	166
2014 Q3	$909K	Sell	35,867 -6,233	-15%	-$159K	0.01%	173
2014 Q2	$1.08M	Buy	42,100 +15,000	+55%	+$380K	0.01%	167
2014 Q1	$678K	Buy	+27,100	New	+$666K	0.01%	158

Other funds holding NM.PRG

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

BAM

Banta Asset Management Newport Beach, California $112M AUM

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MAS

Madden Advisory Services Jacksonville, Florida $279M AUM 19.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

NWQ Investment Management Company's NM.PRG Position: Q1 2015 in Review

NWQ Investment Management Company sold out of NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value (NM.PRG) in Q1 2015, closing a stake of 42,949 shares — an estimated $815K sold.

NWQ Investment Management Company first reported a position in NM.PRG in Q1 2014 and held it in 4 quarters. The position peaked at $1.08M in Q2 2014. 6 funds tracked by Wall St. Rank hold NM.PRG as of Q1 2015.

NWQ Investment Management Company reported no remaining NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value position as of Q1 2015 after selling out during the quarter.
NWQ Investment Management Company sold 42,949 NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value shares in Q1 2015, an estimated $815K.
NWQ Investment Management Company first reported a position in NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value in Q1 2014 and held it in 4 quarters.
NWQ Investment Management Company's NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value position peaked at $1.08M in Q2 2014.
6 funds tracked by Wall St. Rank held NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value as of Q1 2015.

Based on NWQ Investment Management Company's 13F filing for Q1 2015, filed 14 May 2015.