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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPSN icon
7101
LivePerson
LPSN
$22M
$39K ﹤0.01%
206
-340
-62% -$60.3K
MATV icon
7102
Mativ Holdings
MATV
$479M
$39K ﹤0.01%
932
– –
MCK icon
7103
PUT
McKesson
MCK
$104B
$39K ﹤0.01%
200
-300
-60% -$57.7K
MLM icon
7104
PUT
Martin Marietta Materials
MLM
$34.2B
$39K ﹤0.01%
300
-100
-25% -$12.9K
NRP icon
7105
PUT
Natural Resource Partners
NRP
$1.31B
$39K ﹤0.01%
300
+100
+50% +$15.7K
NTIC icon
7106
Northern Technologies International Corp
NTIC
$75.6M
$39K ﹤0.01%
+3,662
New +$37.2K
SIJ icon
7107
ProShares UltraShort Industrials
SIJ
$6.11M
$39K ﹤0.01%
50
+49
+4,900% +$37.8K
SIM icon
7108
Grupo SIMEC
SIM
$4.22B
$39K ﹤0.01%
2,942
-2,545
-46% -$35.7K
SNEX icon
7109
StoneX
SNEX
$8.72B
$39K ﹤0.01%
11,375
-1,580
-12% -$5.95K
TMQ
7110
Trilogy Metals
TMQ
$504M
$39K ﹤0.01%
41,155
-3,921
-9% -$4.16K
UBFO
7111
DELISTED
United Security Bancshares
UBFO
$39K ﹤0.01%
7,690
+1,363
+22% +$7.05K
CAI
7112
CALL
DELISTED
CAI International, Inc.
CAI
$39K ﹤0.01%
+2,000
New +$40.3K
ZF
7113
DELISTED
Virtus Total Return Fund Inc.
ZF
$39K ﹤0.01%
2,560
-2,172
-46% -$33.7K
ELLI
7114
CALL
DELISTED
Ellie Mae Inc
ELLI
$39K ﹤0.01%
1,200
+1,000
+500% +$32.6K
EEP
7115
PUT
DELISTED
Enbridge Energy Partners
EEP
$39K ﹤0.01%
1,000
-1,600
-62% -$57.6K
SGAR
7116
DELISTED
iPath Pure Beta Sugar ETN
SGAR
$39K ﹤0.01%
1,314
+339
+35% +$10.9K
JNS
7117
CALL
DELISTED
Janus Capital Group Inc
JNS
$39K ﹤0.01%
+2,700
New +$32.8K
CSMA
7118
DELISTED
CREDIT SUISSE X-LINKS MERGER ARBITRAGE ETNS DUE 10/6/2020
CSMA
$39K ﹤0.01%
1,969
+1,357
+222% +$27.2K
TWTI
7119
DELISTED
ROYAL BK SCOTLAND PLCGTD EXCHANGE TRADED NT (UK)
TWTI
$39K ﹤0.01%
1,920
+125
+7% +$2.58K
RXII
7120
PUT
DELISTED
GALENA BIOPHARMA INC COM
RXII
$39K ﹤0.01%
18,800
-1,500
-7% -$3.11K
TDH
7121
DELISTED
DEUTSCHE X-TRACKERS 2020 TARGET DATE ETF
TDH
$39K ﹤0.01%
1,401
+72
+5% +$1.99K
IIJI
7122
DELISTED
Internet Initiative Japan Inc
IIJI
$39K ﹤0.01%
3,918
+2,735
+231% +$29.8K
DDP
7123
DELISTED
DB Commodity Short ETN due April 1, 2038
DDP
$39K ﹤0.01%
1,143
-304
-21% -$9.93K
HNH
7124
DELISTED
Handy & Harman Holdings Ltd.
HNH
$39K ﹤0.01%
1,501
+1,086
+262% +$27.4K
BFAM icon
7125
Bright Horizons
BFAM
$4.35B
$38K ﹤0.01%
891
-1,694
-66% -$70.8K
283 284
285
286 287

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.