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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QID icon
7076
PUT
ProShares UltraShort QQQ
QID
$305M
$40K ﹤0.01%
11
-40
-78% -$148K
RDVY icon
7077
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$40K ﹤0.01%
+1,842
New +$39.2K
SXC icon
7078
CALL
SunCoke Energy
SXC
$794M
$40K ﹤0.01%
+1,800
New +$41.6K
UVV icon
7079
PUT
Universal Corp
UVV
$1.37B
$40K ﹤0.01%
+900
New +$46.4K
VTLE
7080
CALL
DELISTED
Vital Energy
VTLE
$40K ﹤0.01%
90
-1,075
-92% -$548K
NEPT
7081
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$40K ﹤0.01%
15
-1
-6% -$3.02K
ZIXI
7082
DELISTED
Zix Corporation
ZIXI
$40K ﹤0.01%
11,550
-3,558
-24% -$12.7K
EMJ
7083
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$40K ﹤0.01%
3,238
-419
-11% -$5.38K
XNPT
7084
DELISTED
XENOPORT, INC.
XNPT
$40K ﹤0.01%
7,466
+5,915
+381% +$28.8K
THOR
7085
CALL
DELISTED
THORATEC CORPORATION
THOR
$40K ﹤0.01%
+1,500
New +$42.6K
MDW
7086
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$40K ﹤0.01%
38,787
+38,786
+3,878,600% +$36.3K
SWS
7087
DELISTED
SWS GROUP INC
SWS
$40K ﹤0.01%
5,821
-8,531
-59% -$61.7K
EPB
7088
PUT
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$40K ﹤0.01%
1,000
+500
+100% +$19.1K
MTL
7089
CALL
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$40K ﹤0.01%
17,900
-2,000
-10% -$6.88K
SDR
7090
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$40K ﹤0.01%
6,291
+784
+14% +$5.68K
NAVG
7091
DELISTED
Navigators Group Inc
NAVG
$40K ﹤0.01%
1,316
+324
+33% +$10.3K
EE
7092
DELISTED
El Paso Electric Company
EE
$40K ﹤0.01%
1,100
-2,825
-72% -$107K
ARMK icon
7093
Aramark
ARMK
$15B
$39K ﹤0.01%
2,071
+1,018
+97% +$19.7K
BOKF icon
7094
BOK Financial
BOKF
$8.58B
$39K ﹤0.01%
579
+149
+35% +$9.94K
CRIS icon
7095
Curis
CRIS
$9.71M
$39K ﹤0.01%
14
+7
+100% +$23.5K
CRNT icon
7096
Ceragon Networks
CRNT
$188M
$39K ﹤0.01%
16,584
+14,984
+937% +$34.8K
DIT icon
7097
AMCON Distributing
DIT
$60.5M
$39K ﹤0.01%
693
-510
-42% -$27.9K
GRFS
7098
CALL
Grifois
GRFS
$5.55B
$39K ﹤0.01%
2,200
-3,000
-58% -$58.3K
JEQ
7099
DELISTED
abrdn Japan Equity Fund
JEQ
$39K ﹤0.01%
5,454
+2,361
+76% +$17K
LAB icon
7100
Standard BioTools
LAB
$342M
$39K ﹤0.01%
1,600
-3,915
-71% -$110K
282 283
284
285 286

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.