UBS’s First Trust Rising Dividend Achievers ETF RDVY Stock Holding History

UBS’s Portfolio RDVY Stock Details RDVY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$40K	Buy	+1,842	New	+$39.2K	﹤0.01%	7109
2014 Q2	–	Sell	-300	Closed	-$6K	–	10735
2014 Q1	$6K	Buy	+300	New	+$5.94K	﹤0.01%	9390

Other funds holding RDVY

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

AFS

Aft Forsyth & Sober Valrico, Florida $328M AUM 25.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's RDVY Position: Q3 2014 in Review

UBS opened a new position in First Trust Rising Dividend Achievers ETF (RDVY) in Q3 2014: 1,842 shares worth $40K. The stake represents ﹤0.01% of the portfolio and ranks #7109 among its holdings. This is a return to the name: UBS previously reported a position in RDVY as recently as Q1 2014.

UBS first reported a position in RDVY in Q1 2014 and has held it in 2 quarters since. 8 funds tracked by Wall St. Rank hold RDVY as of Q3 2014.

UBS held 1,842 shares of First Trust Rising Dividend Achievers ETF worth $40K as of Q3 2014.
First Trust Rising Dividend Achievers ETF was a new UBS position in Q3 2014.
First Trust Rising Dividend Achievers ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7109 holding.
UBS first reported a position in First Trust Rising Dividend Achievers ETF in Q1 2014 and has held it in 2 quarters since.
8 funds tracked by Wall St. Rank held First Trust Rising Dividend Achievers ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.