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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVM
7201
CALL
Silvercorp Metals
SVM
$2.02B
$36K ﹤0.01%
22,600
-15,500
-41% -$28.5K
THC icon
7202
PUT
Tenet Healthcare
THC
$22.2B
$36K ﹤0.01%
600
– –
URTY icon
7203
CALL
ProShares UltraPro Russell2000
URTY
$314M
$36K ﹤0.01%
+1,000
New +$41.8K
ENFY
7204
PUT
DELISTED
Enlightify Inc
ENFY
$36K ﹤0.01%
+1,517
New +$39.9K
ABB
7205
CALL
DELISTED
ABB Ltd
ABB
$36K ﹤0.01%
1,600
+300
+23% +$6.88K
HIL
7206
DELISTED
Hill International, Inc. Common Stock
HIL
$36K ﹤0.01%
9,000
+2,000
+29% +$9.72K
SMRT
7207
DELISTED
Stein Mart Inc
SMRT
$36K ﹤0.01%
3,140
+1,240
+65% +$16K
FTEO
7208
DELISTED
FRONTEO, Inc. American Depositary Shares
FTEO
$36K ﹤0.01%
2,357
+1,367
+138% +$26.3K
EEI
7209
DELISTED
Ecology and Environment
EEI
$36K ﹤0.01%
3,743
+2,368
+172% +$23.9K
NAVB
7210
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$36K ﹤0.01%
1,370
+215
+19% +$5.69K
ECYT
7211
DELISTED
Endocyte, Inc. Common Stock
ECYT
$36K ﹤0.01%
6,000
– –
CVG
7212
PUT
DELISTED
Convergys
CVG
$36K ﹤0.01%
+2,000
New +$38.9K
JJU
7213
DELISTED
iPath Bloomberg Aluminum Subindex Total Return ETN due June 24, 2038
JJU
$36K ﹤0.01%
1,902
+1,568
+469% +$31.7K
LBF
7214
DELISTED
Deutsche Global High Incm Fund
LBF
$36K ﹤0.01%
4,463
-1,862
-29% -$15.4K
N
7215
PUT
DELISTED
Netsuite Inc
N
$36K ﹤0.01%
400
-100
-20% -$8.48K
MFRM
7216
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$36K ﹤0.01%
600
+500
+500% +$27.1K
HTS
7217
PUT
DELISTED
HATTERAS FINANCIAL CORP
HTS
$36K ﹤0.01%
2,000
+1,000
+100% +$19.4K
RWV
7218
DELISTED
Oppenheimer Navellier Overall A-100 Revenue ETF
RWV
$36K ﹤0.01%
650
-440
-40% -$24.4K
HSP
7219
CALL
DELISTED
HOSPIRA INC
HSP
$36K ﹤0.01%
+700
New +$37.2K
GRA
7220
CALL
DELISTED
W.R. Grace & Co.
GRA
$36K ﹤0.01%
400
-71,225
-99% -$6.82M
PGD
7221
DELISTED
iPath Asian & Gulf Currency Revaluation ETN
PGD
$36K ﹤0.01%
716
– –
DNY
7222
PUT
DELISTED
DONNELLEY R R & SONS CO
DNY
$36K ﹤0.01%
2,200
-500
-19% -$8.18K
AGQ icon
7223
ProShares Ultra Silver
AGQ
$1.13B
$35K ﹤0.01%
762
-1,666
-69% -$104K
AYI icon
7224
CALL
Acuity Brands
AYI
$9.99B
$35K ﹤0.01%
300
-800
-73% -$94.3K
BCBP icon
7225
BCB Bancorp
BCBP
$179M
$35K ﹤0.01%
2,628
+2,204
+520% +$28.8K
287 288
289
290 291

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.