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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVR icon
7226
Chicago Rivet & Machine Co
CVR
$10.1M
$35K ﹤0.01%
1,131
+1,096
+3,131% +$37.6K
FFIC
7227
DELISTED
Flushing Financial
FFIC
$35K ﹤0.01%
+1,900
New +$36.5K
FHI icon
7228
CALL
Federated Hermes
FHI
$4.56B
$35K ﹤0.01%
1,200
-6,500
-84% -$195K
FXA icon
7229
CALL
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.4M
$35K ﹤0.01%
400
-500
-56% -$46.3K
GWRE icon
7230
PUT
Guidewire Software
GWRE
$13.9B
$35K ﹤0.01%
800
+400
+100% +$16.9K
HOPE icon
7231
Hope Bancorp
HOPE
$1.8B
$35K ﹤0.01%
2,402
+849
+55% +$12.8K
NRT
7232
North European Oil Royalty Trust
NRT
$80.6M
$35K ﹤0.01%
1,653
+313
+23% +$7.02K
PGHY icon
7233
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$35K ﹤0.01%
+1,452
New +$35.5K
PSHG icon
7234
CALL
Performance Shipping
PSHG
$23.5M
– –
0
– –
SDOW icon
7235
CALL
ProShares UltraPro Short Dow 30
SDOW
$170M
$35K ﹤0.01%
5
+1
+25% +$6.51K
TCS
7236
PUT
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$35K ﹤0.01%
107
-13
-11% -$4.4K
OFED
7237
DELISTED
Oconee Federal Financial Corp.
OFED
$35K ﹤0.01%
2,006
-50
-2% -$884
DBD
7238
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$35K ﹤0.01%
1,000
+600
+150% +$22.6K
FCRD
7239
PUT
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$35K ﹤0.01%
2,700
– –
CEA
7240
DELISTED
China Eastern Airlines
CEA
$35K ﹤0.01%
2,174
+380
+21% +$6.24K
SAFM
7241
CALL
DELISTED
Sanderson Farms Inc
SAFM
$35K ﹤0.01%
400
-1,000
-71% -$94.4K
CATM
7242
CALL
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$35K ﹤0.01%
1,000
+900
+900% +$32.1K
NPN
7243
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$35K ﹤0.01%
2,350
– –
DZSI
7244
DELISTED
DZS Inc. Common Stock
DZSI
$35K ﹤0.01%
2,625
+1,426
+119% +$22.9K
FLAT
7245
DELISTED
iPath US Treasury Flattener ETN
FLAT
$35K ﹤0.01%
584
-301
-34% -$17.9K
WBKC
7246
DELISTED
Wolverine Bancorp, Inc.
WBKC
$35K ﹤0.01%
1,559
+647
+71% +$14.5K
TERP
7247
DELISTED
TerraForm Power, Inc
TERP
$35K ﹤0.01%
+1,206
New +$37.5K
SIPE
7248
DELISTED
SPDR Bloomberg Barclays 0-5 Year TIPS ETF
SIPE
$35K ﹤0.01%
+1,799
New +$35.8K
YDKN
7249
DELISTED
Yadkin Financial Corporation
YDKN
$35K ﹤0.01%
1,928
+161
+9% +$3.02K
VRNG
7250
CALL
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$35K ﹤0.01%
3,720
+1,750
+89% +$38.2K
288 289
290
291 292

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.