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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYFC
7251
DELISTED
VALLEY FINL CORP (VA)
VYFC
$35K ﹤0.01%
2,863
+1,703
+147% +$21K
FRNK
7252
DELISTED
FRANKLIN FINL CORP VA COM STK (VA)
FRNK
$35K ﹤0.01%
1,864
+1,255
+206% +$25.4K
YELL
7253
DELISTED
Yellow Corporation Common Stock
YELL
$35K ﹤0.01%
1,700
-3,776
-69% -$90.3K
CSBK
7254
DELISTED
Clifton Bancorp Inc.
CSBK
$35K ﹤0.01%
2,848
-596
-17% -$7.49K
WRES
7255
DELISTED
WARREN RESOURCES INC
WRES
$35K ﹤0.01%
6,665
+534
+9% +$3.27K
RNWK
7256
DELISTED
RealNetworks Inc
RNWK
$35K ﹤0.01%
5,041
+2,063
+69% +$15.7K
BCE icon
7257
CALL
BCE
BCE
$20.8B
$34K ﹤0.01%
800
-62,800
-99% -$2.81M
BG icon
7258
CALL
Bunge Global
BG
$20.9B
$34K ﹤0.01%
400
– –
BMRC icon
7259
Bank of Marin Bancorp
BMRC
$460M
$34K ﹤0.01%
1,482
+830
+127% +$19.2K
BRC icon
7260
PUT
Brady Corp
BRC
$4.46B
$34K ﹤0.01%
1,500
+1,400
+1,400% +$36.7K
CIF
7261
DELISTED
MFS Intermediate High Income Fund
CIF
$34K ﹤0.01%
12,794
+3,857
+43% +$11K
CLRO icon
7262
ClearOne Inc
CLRO
$12M
$34K ﹤0.01%
272
+133
+96% +$18.6K
CXW icon
7263
CALL
CoreCivic
CXW
$2.94B
$34K ﹤0.01%
1,000
+100
+11% +$3.44K
ESCA icon
7264
Escalade
ESCA
$271M
$34K ﹤0.01%
2,822
+2,466
+693% +$36.4K
EVC icon
7265
Entravision Communication
EVC
$1.02B
$34K ﹤0.01%
8,655
+933
+12% +$4.7K
FSBW icon
7266
FS Bancorp
FSBW
$326M
$34K ﹤0.01%
4,028
-804
-17% -$6.92K
GPRK icon
7267
GeoPark
GPRK
$609M
$34K ﹤0.01%
3,490
+2,486
+248% +$25.2K
LTL icon
7268
ProShares Ultra Communication Services
LTL
$6.34M
$34K ﹤0.01%
2,920
-2,712
-48% -$32.5K
MLPX icon
7269
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$34K ﹤0.01%
574
+480
+511% +$28.7K
MVIS icon
7270
CALL
Microvision
MVIS
$84.8M
$34K ﹤0.01%
17,300
+4,400
+34% +$8.99K
NOG icon
7271
CALL
Northern Oil and Gas
NOG
$2.29B
$34K ﹤0.01%
240
– –
PAYC icon
7272
Paycom
PAYC
$7.88B
$34K ﹤0.01%
2,070
+1,945
+1,556% +$29.8K
PEG icon
7273
CALL
Public Service Enterprise Group
PEG
$38.7B
$34K ﹤0.01%
900
-174,200
-99% -$6.44M
PH icon
7274
CALL
Parker-Hannifin
PH
$120B
$34K ﹤0.01%
300
-8,500
-97% -$1M
PSLV icon
7275
Sprott Physical Silver Trust
PSLV
$11.8B
$34K ﹤0.01%
5,000
+4,800
+2,400% +$38.1K
289 290
291
292 293

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.