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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLT
7176
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$37K ﹤0.01%
2,445
+384
+19% +$5.72K
RNA
7177
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$37K ﹤0.01%
4,353
+3,315
+319% +$31.4K
CFP
7178
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$37K ﹤0.01%
2,258
-452
-17% -$8.2K
CRUD
7179
DELISTED
TEUCRIUM COMMODITY TR WTI CRUDE OIL FD
CRUD
$37K ﹤0.01%
923
+100
+12% +$4.24K
BNNY
7180
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$37K ﹤0.01%
811
-28,272
-97% -$990K
CMCSK
7181
CALL
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$37K ﹤0.01%
700
-17,400
-96% -$920K
CY
7182
PUT
DELISTED
Cypress Semiconductor
CY
$37K ﹤0.01%
3,700
+400
+12% +$4.21K
FXSG
7183
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$37K ﹤0.01%
+470
New +$37.4K
MZF
7184
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$37K ﹤0.01%
2,772
+1,448
+109% +$19.7K
FRP
7185
DELISTED
Fairpoint Communications, Inc.
FRP
$37K ﹤0.01%
2,412
+696
+41% +$10.6K
ALT icon
7186
Altimmune
ALT
$568M
$36K ﹤0.01%
67
-91
-58% -$47.6K
BJRI icon
7187
BJ's Restaurants
BJRI
$1.47B
$36K ﹤0.01%
1,015
-2,220
-69% -$78.5K
CLMT icon
7188
CALL
Calumet Specialty Products
CLMT
$3.7B
$36K ﹤0.01%
1,300
-2,100
-62% -$63.5K
ESS icon
7189
PUT
Essex Property Trust
ESS
$19.1B
$36K ﹤0.01%
+200
New +$37.7K
FRST icon
7190
Primis Financial Corp
FRST
$399M
$36K ﹤0.01%
3,131
+1,131
+57% +$12.3K
IDT icon
7191
IDT Corp
IDT
$1.67B
$36K ﹤0.01%
3,186
-128
-4% -$1.46K
JNUG icon
7192
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$348M
$36K ﹤0.01%
3
+1
+50% +$23K
KTOS icon
7193
PUT
Kratos Defense & Security Solutions
KTOS
$8.23B
$36K ﹤0.01%
5,500
+3,000
+120% +$22.3K
ORMP icon
7194
Oramed Pharmaceuticals
ORMP
$162M
$36K ﹤0.01%
4,387
-285
-6% -$2.53K
OUT icon
7195
PUT
Outfront Media
OUT
$5.75B
$36K ﹤0.01%
1,603
-187,271
-99% -$4.58M
PBPB
7196
DELISTED
Potbelly
PBPB
$36K ﹤0.01%
3,053
-8,652
-74% -$107K
PLPC icon
7197
Preformed Line Products
PLPC
$1.39B
$36K ﹤0.01%
+686
New +$37.9K
RMAX icon
7198
RE/MAX Holdings
RMAX
$198M
$36K ﹤0.01%
1,219
-2,136
-64% -$63.6K
SOXL icon
7199
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$13.4B
$36K ﹤0.01%
24,075
-17,775
-42% -$26.7K
SSYS icon
7200
PUT
Stratasys
SSYS
$666M
$36K ﹤0.01%
300
-1,400
-82% -$158K
286 287
288
289 290

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.