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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATI icon
5926
CALL
ATI
ATI
$25.8B
$104K ﹤0.01%
2,800
-5,400
-66% -$227K
AVT icon
5927
PUT
Avnet
AVT
$7.25B
$104K ﹤0.01%
2,500
+300
+14% +$13.1K
BXP icon
5928
PUT
Boston Properties
BXP
$11.3B
$104K ﹤0.01%
900
+100
+13% +$12K
DORM icon
5929
PUT
Dorman Products
DORM
$3.98B
$104K ﹤0.01%
2,600
-22,500
-90% -$1M
FGB
5930
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$104K ﹤0.01%
12,440
+5,605
+82% +$47K
LYTS icon
5931
LSI Industries
LYTS
$856M
$104K ﹤0.01%
17,075
-1,058
-6% -$7.44K
TUP
5932
PUT
DELISTED
Tupperware Brands Corporation
TUP
$104K ﹤0.01%
1,500
-900
-38% -$68.4K
EMWP
5933
DELISTED
Eros Media World PLC
EMWP
$104K ﹤0.01%
357
-226
-39% -$69.3K
AFFX
5934
PUT
DELISTED
Affymetrix Inc
AFFX
$104K ﹤0.01%
13,000
-3,500
-21% -$30K
TRNX
5935
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$104K ﹤0.01%
4,377
+397
+10% +$8.87K
TZG
5936
DELISTED
ISHARES TARGET DATE 2020 ETF
TZG
$104K ﹤0.01%
+2,591
New +$106K
TI
5937
DELISTED
Telecom Italia
TI
$104K ﹤0.01%
9,037
-1,370
-13% -$15.8K
MBI icon
5938
PUT
MBIA
MBI
$265M
$103K ﹤0.01%
11,200
-3,600
-24% -$35.4K
SEF icon
5939
ProShares Short Financials
SEF
$13.1M
$103K ﹤0.01%
677
+193
+40% +$29.7K
SNX icon
5940
PUT
TD Synnex
SNX
$20.5B
$103K ﹤0.01%
+3,200
New +$105K
XYL icon
5941
PUT
Xylem
XYL
$27.5B
$103K ﹤0.01%
2,900
+2,800
+2,800% +$104K
MXIM
5942
CALL
DELISTED
Maxim Integrated Products
MXIM
$103K ﹤0.01%
3,400
-24,100
-88% -$758K
LPDX
5943
DELISTED
LIPOSCIENCE INC COM
LPDX
$103K ﹤0.01%
19,949
+5,910
+42% +$19.3K
KKD
5944
PUT
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$103K ﹤0.01%
6,000
+2,900
+94% +$47.6K
AGD
5945
abrdn Global Dynamic Dividend Fund
AGD
$318M
$102K ﹤0.01%
10,346
+5,366
+108% +$55.4K
AGQ icon
5946
CALL
ProShares Ultra Silver
AGQ
$1.15B
$102K ﹤0.01%
2,200
-600
-21% -$37.4K
BVN icon
5947
CALL
Compañía de Minas Buenaventura
BVN
$7.68B
$102K ﹤0.01%
8,800
+3,800
+76% +$47.3K
EDC icon
5948
PUT
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$151M
$102K ﹤0.01%
950
+100
+12% +$13.1K
LXP icon
5949
PUT
LXP Industrial Trust
LXP
$3.57B
$102K ﹤0.01%
2,080
+80
+4% +$4.34K
MUR icon
5950
CALL
Murphy Oil
MUR
$5.6B
$102K ﹤0.01%
1,800
-79,600
-98% -$4.93M
236 237
238
239 240

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.