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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLPI icon
5976
Gaming and Leisure Properties
GLPI
$12.5B
$100K ﹤0.01%
3,232
-11,368
-78% -$383K
OPK icon
5977
PUT
Opko Health
OPK
$993M
$100K ﹤0.01%
11,700
-24,300
-68% -$214K
UG icon
5978
United-Guardian
UG
$32.8M
$100K ﹤0.01%
4,466
+2,046
+85% +$51.3K
SCU
5979
PUT
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$100K ﹤0.01%
930
+80
+9% +$10.2K
CLVS
5980
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$100K ﹤0.01%
2,200
+1,400
+175% +$58.5K
PMR
5981
DELISTED
Invesco Dynamic Retail ETF
PMR
$100K ﹤0.01%
3,051
-70
-2% -$2.36K
BRAQ
5982
DELISTED
Global X Brazil Consumer ETF
BRAQ
$100K ﹤0.01%
6,200
+1,934
+45% +$34.2K
UTEK
5983
CALL
DELISTED
Ultratech Inc.
UTEK
$100K ﹤0.01%
4,400
+900
+26% +$22K
CNW
5984
PUT
DELISTED
CON-WAY INC.
CNW
$100K ﹤0.01%
+2,100
New +$106K
RYL
5985
PUT
DELISTED
RYLAND GROUP INC
RYL
$100K ﹤0.01%
3,000
-2,700
-47% -$98.1K
HPTX
5986
DELISTED
HYPERION THERAPEUTICS INC COM STK (DE)
HPTX
$100K ﹤0.01%
3,978
+3,307
+493% +$82.1K
CODE
5987
PUT
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$100K ﹤0.01%
4,400
+2,700
+159% +$57.3K
IBCE
5988
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$100K ﹤0.01%
4,172
+1,840
+79% +$44.4K
CHL
5989
PUT
DELISTED
China Mobile Limited
CHL
$100K ﹤0.01%
1,700
-6,900
-80% -$397K
KKD
5990
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$100K ﹤0.01%
5,808
+1,561
+37% +$25.6K
MLAB icon
5991
Mesa Laboratories
MLAB
$545M
$99K ﹤0.01%
1,715
+733
+75% +$53.2K
NEN icon
5992
New England Realty Associates
NEN
$199M
$99K ﹤0.01%
2,082
+1,125
+118% +$54.7K
PAAS icon
5993
CALL
Pan American Silver
PAAS
$18.1B
$99K ﹤0.01%
9,000
-18,700
-68% -$263K
SVM
5994
Silvercorp Metals
SVM
$2.05B
$99K ﹤0.01%
62,218
-7,448
-11% -$13.7K
THO icon
5995
Thor Industries
THO
$3.87B
$99K ﹤0.01%
1,913
-1,132
-37% -$60.6K
WTBA icon
5996
West Bancorporation
WTBA
$473M
$99K ﹤0.01%
7,000
+3,500
+100% +$51.8K
CTLT
5997
DELISTED
CATALENT, INC.
CTLT
$99K ﹤0.01%
+3,973
New +$87.8K
FBNK
5998
DELISTED
First Connecticut Bancorp, Inc
FBNK
$99K ﹤0.01%
6,835
+1,525
+29% +$23.3K
GLBR
5999
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$99K ﹤0.01%
624
-1,446
-70% -$206K
KITE
6000
DELISTED
Kite Pharma, Inc.
KITE
$99K ﹤0.01%
+3,459
New +$85.6K
238 239
240
241 242

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.