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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIIX
6001
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$99K ﹤0.01%
94
+44
+88% +$43K
ATHL
6002
CALL
DELISTED
ATHLON ENERGY INC COM
ATHL
$99K ﹤0.01%
1,700
-600
-26% -$27.8K
BEN icon
6003
CALL
Franklin Resources
BEN
$17.2B
$98K ﹤0.01%
1,800
-3,300
-65% -$185K
DSGR icon
6004
Distribution Solutions Group
DSGR
$1.6B
$98K ﹤0.01%
8,850
-470
-5% -$4.3K
EGO icon
6005
CALL
Eldorado Gold
EGO
$7.89B
$98K ﹤0.01%
2,920
-220
-7% -$8.43K
HQY icon
6006
HealthEquity
HQY
$8.47B
$98K ﹤0.01%
+5,334
New +$102K
SRGA
6007
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$98K ﹤0.01%
683
+356
+109% +$51.6K
HAR
6008
PUT
DELISTED
Harman International Industries
HAR
$98K ﹤0.01%
1,000
-7,000
-88% -$781K
RBY
6009
DELISTED
RUBICON MENERALS CORP (F)
RBY
$98K ﹤0.01%
71,028
-30,987
-30% -$43.9K
BKW
6010
CALL
DELISTED
BURGER KING WORLDWIDE
BKW
$98K ﹤0.01%
3,300
+1,600
+94% +$45.6K
NW.PRC.CL
6011
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$98K ﹤0.01%
3,776
-3,354
-47% -$87.4K
ICLR icon
6012
PUT
Icon
ICLR
$12.6B
$97K ﹤0.01%
1,700
-500
-23% -$25.7K
INO icon
6013
PUT
Inovio Pharmaceuticals
INO
$52.2M
$97K ﹤0.01%
817
-900
-52% -$112K
LIT icon
6014
Global X Lithium & Battery Tech ETF
LIT
$1.51B
$97K ﹤0.01%
3,895
+437
+13% +$11.8K
MATX icon
6015
Matsons
MATX
$6.14B
$97K ﹤0.01%
3,901
+1,641
+73% +$44.8K
TG icon
6016
Tredegar Corp
TG
$262M
$97K ﹤0.01%
5,295
+1,967
+59% +$40.9K
WDIV icon
6017
State Street SPDR S&P Global Dividend ETF
WDIV
$277M
$97K ﹤0.01%
+1,500
New +$103K
WSFS icon
6018
WSFS Financial
WSFS
$4.09B
$97K ﹤0.01%
4,077
+3,177
+353% +$76.8K
FLG.PRU
6019
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$97K ﹤0.01%
1,924
+751
+64% +$37.2K
LUMO
6020
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$97K ﹤0.01%
500
-176
-26% -$38.7K
ATCO
6021
CALL
DELISTED
Atlas Corp.
ATCO
$97K ﹤0.01%
4,500
+2,300
+105% +$52.8K
INSY
6022
CALL
DELISTED
Insys Therapeutics, Inc.
INSY
$97K ﹤0.01%
+5,000
New +$78.5K
CBF
6023
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$97K ﹤0.01%
4,034
+1,827
+83% +$43.6K
FCHI
6024
DELISTED
ISHARES FTSE CHINA ETF
FCHI
$97K ﹤0.01%
2,009
+359
+22% +$18.1K
TAM
6025
DELISTED
TAMINCO CORP COM
TAM
$97K ﹤0.01%
3,715
+3,615
+3,615% +$84.1K
239 240
241
242 243

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.