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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLUR icon
5951
Pluri
PLUR
$16.7M
$102K ﹤0.01%
448
-365
-45% -$83.2K
GULF
5952
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$102K ﹤0.01%
4,196
+3,014
+255% +$70.8K
OA
5953
PUT
DELISTED
Orbital ATK, Inc.
OA
$102K ﹤0.01%
+800
New +$105K
POZN
5954
DELISTED
POZEN INC
POZN
$102K ﹤0.01%
13,852
-5,245
-27% -$42.2K
LTM
5955
DELISTED
LIFE TIME FITNESS INC
LTM
$102K ﹤0.01%
2,011
+1,536
+323% +$70.3K
UKK
5956
DELISTED
PROSHARES ULTRA RUSSELL 2000 GROWTH
UKK
$102K ﹤0.01%
1,134
+601
+113% +$57K
TZV
5957
DELISTED
ISHARES TARGET DATE 2040 ETF
TZV
$102K ﹤0.01%
+2,303
New +$104K
CHOC
5958
DELISTED
iPath Pure Beta Cocoa ETN
CHOC
$102K ﹤0.01%
2,142
+1,483
+225% +$68.3K
UDF
5959
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$102K ﹤0.01%
5,152
-1,053
-17% -$19.9K
CMCT
5960
Creative Media & Community Trust
CMCT
$9.96M
– –
0
– –
COKE icon
5961
Coca-Cola Consolidated
COKE
$12.5B
$101K ﹤0.01%
13,520
-2,370
-15% -$17.5K
FNDB icon
5962
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.42B
$101K ﹤0.01%
+10,500
New +$102K
FOLD
5963
DELISTED
Amicus Therapeutics
FOLD
$101K ﹤0.01%
17,000
– –
SPXL icon
5964
PUT
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.67B
$101K ﹤0.01%
5,200
-22,000
-81% -$429K
TXT icon
5965
PUT
Textron
TXT
$14.8B
$101K ﹤0.01%
2,800
-1,200
-30% -$45.1K
UYG icon
5966
ProShares Ultra Financials
UYG
$829M
$101K ﹤0.01%
4,692
+1,320
+39% +$28.3K
SUNE
5967
SUNation Energy
SUNE
$9.11M
– –
0
– –
MDC
5968
DELISTED
M.D.C. Holdings, Inc.
MDC
$101K ﹤0.01%
5,548
-1,496
-21% -$30.3K
GTS
5969
DELISTED
Triple-S Management Corporation
GTS
$101K ﹤0.01%
5,312
+4,062
+325% +$71.2K
DNI
5970
DELISTED
Dividend and Income Fund
DNI
$101K ﹤0.01%
6,063
+706
+13% +$11.5K
RAX
5971
PUT
DELISTED
Rackspace Hosting Inc
RAX
$101K ﹤0.01%
3,100
+300
+11% +$9.96K
WLL
5972
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$101K ﹤0.01%
4
+1
+33% +$25.5K
BDSI
5973
PUT
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$101K ﹤0.01%
5,900
+4,000
+211% +$58.1K
ATI icon
5974
PUT
ATI
ATI
$25.8B
$100K ﹤0.01%
2,700
-1,400
-34% -$58.9K
CERS icon
5975
PUT
Cerus
CERS
$427M
$100K ﹤0.01%
24,900
-3,300
-12% -$12.7K
237 238
239
240 241

Similar funds

MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.