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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
5901
CALL
Royal Bank of Canada
RY
$293B
$107K ﹤0.01%
1,500
+600
+67% +$44.2K
SMH icon
5902
CALL
VanEck Semiconductor ETF
SMH
$65.6B
$107K ﹤0.01%
4,200
-1,800
-30% -$45.5K
STRA icon
5903
Strategic Education
STRA
$1.87B
$107K ﹤0.01%
1,776
+1,159
+188% +$65.4K
VSAT icon
5904
Viasat
VSAT
$10.6B
$107K ﹤0.01%
1,934
-400
-17% -$22.9K
WG
5905
DELISTED
Willbros Group
WG
$107K ﹤0.01%
12,809
-30,267
-70% -$331K
RNDY
5906
DELISTED
ROUNDYS INC COM STK
RNDY
$107K ﹤0.01%
35,589
-780
-2% -$3.18K
MAB
5907
DELISTED
Eaton Vance Massachusetts Municipal Bond Fund
MAB
$107K ﹤0.01%
+7,374
New +$104K
ERX icon
5908
CALL
Direxion Daily Energy Bull 2X ETF
ERX
$236M
$106K ﹤0.01%
110
+80
+267% +$93.7K
FOLD
5909
CALL
DELISTED
Amicus Therapeutics
FOLD
$106K ﹤0.01%
17,800
+17,200
+2,867% +$90.1K
MIDD icon
5910
PUT
Middleby
MIDD
$6.05B
$106K ﹤0.01%
1,200
+600
+100% +$49.7K
UPBD icon
5911
Upbound Group
UPBD
$1.12B
$106K ﹤0.01%
3,501
+2,600
+289% +$69.9K
IMPV
5912
CALL
DELISTED
Imperva, Inc.
IMPV
$106K ﹤0.01%
3,700
+200
+6% +$5.43K
SLI
5913
DELISTED
S L INDUSTRIES INC (DELAWARE)
SLI
$106K ﹤0.01%
2,173
+616
+40% +$24.8K
AIT icon
5914
Applied Industrial Technologies
AIT
$12.7B
$105K ﹤0.01%
2,296
+20
+0.9% +$979
CCI icon
5915
CALL
Crown Castle
CCI
$33.2B
$105K ﹤0.01%
1,300
-76,700
-98% -$5.93M
ERIC icon
5916
CALL
Ericsson
ERIC
$32.2B
$105K ﹤0.01%
8,300
+4,700
+131% +$58.3K
GPRE icon
5917
CALL
Green Plains
GPRE
$1.18B
$105K ﹤0.01%
2,800
+300
+12% +$12K
HRB icon
5918
PUT
H&R Block
HRB
$5.57B
$105K ﹤0.01%
3,400
+600
+21% +$19.6K
PBI icon
5919
CALL
Pitney Bowes
PBI
$2.34B
$105K ﹤0.01%
4,200
-3,900
-48% -$104K
AREX
5920
DELISTED
Approach Resources Inc.
AREX
$105K ﹤0.01%
7,269
-2,984
-29% -$55.7K
EEP
5921
CALL
DELISTED
Enbridge Energy Partners
EEP
$105K ﹤0.01%
2,700
-13,900
-84% -$500K
CY
5922
CALL
DELISTED
Cypress Semiconductor
CY
$105K ﹤0.01%
10,600
+7,600
+253% +$80K
PXSC
5923
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$105K ﹤0.01%
3,215
+439
+16% +$14.7K
ABUS icon
5924
CALL
Arbutus Biopharma
ABUS
$845M
$104K ﹤0.01%
4,900
+4,800
+4,800% +$78.4K
AEP icon
5925
PUT
American Electric Power
AEP
$70.1B
$104K ﹤0.01%
2,000
– –
235 236
237
238 239

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.