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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDS icon
5851
PUT
ProShares UltraShort S&P500
SDS
$415M
$111K ﹤0.01%
45
+38
+543% +$94.3K
WIX icon
5852
CALL
WIX.com
WIX
$2.3B
$111K ﹤0.01%
+6,800
New +$118K
ZVO
5853
DELISTED
Zovio Inc. Common Stock
ZVO
$111K ﹤0.01%
9,873
-8,704
-47% -$109K
GMLP
5854
CALL
DELISTED
Golar LNG Partners LP
GMLP
$111K ﹤0.01%
3,200
+2,600
+433% +$94.3K
SNDS
5855
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$111K ﹤0.01%
+4,832
New +$111K
ANIK icon
5856
CALL
Anika Therapeutics
ANIK
$258M
$110K ﹤0.01%
3,000
-100
-3% -$4.32K
FSM icon
5857
Fortuna Silver Mines
FSM
$2.55B
$110K ﹤0.01%
27,106
+8,196
+43% +$41.9K
IMMR icon
5858
Immersion
IMMR
$251M
$110K ﹤0.01%
12,744
+3,999
+46% +$45.1K
IPGP icon
5859
PUT
IPG Photonics
IPGP
$3.61B
$110K ﹤0.01%
1,600
+100
+7% +$6.74K
LCNB icon
5860
LCNB Corp
LCNB
$282M
$110K ﹤0.01%
7,315
+1,282
+21% +$19.9K
ACH
5861
Accendra Health
ACH
$237M
$110K ﹤0.01%
3,358
-5,915
-64% -$201K
TEN
5862
Tsakos Energy Navigation Ltd
TEN
$1.21B
$110K ﹤0.01%
3,468
+1,938
+127% +$68.1K
CRCM
5863
DELISTED
CARE.COM, INC.
CRCM
$110K ﹤0.01%
13,460
+561
+4% +$5.34K
TI.A
5864
DELISTED
Telecom Italia 10 Svg
TI.A
$110K ﹤0.01%
12,521
-3,403
-21% -$31.2K
TZI
5865
DELISTED
ISHARES TARGET DATE 2025 ETF
TZI
$110K ﹤0.01%
2,640
-226
-8% -$9.54K
RXII
5866
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$110K ﹤0.01%
53,300
-14,200
-21% -$29.3K
BAL
5867
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$110K ﹤0.01%
2,699
-75
-3% -$3.32K
ADI icon
5868
CALL
Analog Devices
ADI
$179B
$109K ﹤0.01%
2,200
-1,100
-33% -$56.4K
BOND icon
5869
CALL
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$109K ﹤0.01%
+1,000
New +$109K
EWV icon
5870
ProShares Trust UltraShort MSCI Japan
EWV
$5.7M
$109K ﹤0.01%
435
+342
+368% +$83.4K
GLDD
5871
DELISTED
Great Lakes Dredge & Dock
GLDD
$109K ﹤0.01%
17,639
+6,534
+59% +$48.3K
OHI icon
5872
CALL
Omega Healthcare
OHI
$15.1B
$109K ﹤0.01%
+3,200
New +$118K
POST icon
5873
PUT
Post Holdings
POST
$4.14B
$109K ﹤0.01%
5,042
+3,208
+175% +$85.6K
PRTA icon
5874
CALL
Prothena Corp
PRTA
$425M
$109K ﹤0.01%
4,900
+1,300
+36% +$27.6K
PVH icon
5875
PUT
PVH
PVH
$4B
$109K ﹤0.01%
900
-100
-10% -$11.7K
233 234
235
236 237

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.