We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCR.PRB
5826
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$114K ﹤0.01%
1,492
+500
+50% +$39.1K
ARUN
5827
CALL
DELISTED
ARUBA NETWORKS, INC.
ARUN
$114K ﹤0.01%
+5,300
New +$104K
MWW
5828
DELISTED
Monster Worldwide Inc
MWW
$114K ﹤0.01%
20,758
-22,255
-52% -$133K
AVGO icon
5829
PUT
Broadcom
AVGO
$1.85T
$113K ﹤0.01%
13,000
+2,000
+18% +$15.6K
DJCO icon
5830
Daily Journal
DJCO
$809M
$113K ﹤0.01%
624
– –
HMC icon
5831
PUT
Honda
HMC
$39.1B
$113K ﹤0.01%
3,300
+2,500
+313% +$86.4K
IMOS
5832
CALL
ChipMOS TECHNOLOGIES
IMOS
$1.65B
$113K ﹤0.01%
4,538
-3,993
-47% -$105K
IMOS
5833
PUT
ChipMOS TECHNOLOGIES
IMOS
$1.65B
$113K ﹤0.01%
4,538
-1,724
-28% -$45.3K
NWPX icon
5834
NWPX Infrastructure Inc
NWPX
$1.19B
$113K ﹤0.01%
3,318
+661
+25% +$24.3K
SFM icon
5835
CALL
Sprouts Farmers Market
SFM
$8.13B
$113K ﹤0.01%
3,900
+1,300
+50% +$40.2K
SPSM icon
5836
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$113K ﹤0.01%
5,121
+1,905
+59% +$43.6K
WAB icon
5837
CALL
Wabtec
WAB
$49.1B
$113K ﹤0.01%
1,400
+600
+75% +$49.5K
MDR
5838
PUT
DELISTED
McDermott International
MDR
$113K ﹤0.01%
6,567
+767
+13% +$16.5K
SFLA
5839
DELISTED
iPath Long Extended S&P 500 TR Index ETN
SFLA
$113K ﹤0.01%
686
– –
VNR
5840
PUT
DELISTED
Vanguard Natural Resources, LLC
VNR
$113K ﹤0.01%
4,100
+200
+5% +$6.04K
CAH icon
5841
PUT
Cardinal Health
CAH
$53.9B
$112K ﹤0.01%
1,500
+700
+88% +$50.9K
EL icon
5842
CALL
Estee Lauder
EL
$30.4B
$112K ﹤0.01%
1,500
-100
-6% -$7.53K
FANG icon
5843
PUT
Diamondback Energy
FANG
$57.1B
$112K ﹤0.01%
1,500
+600
+67% +$48.6K
RF icon
5844
CALL
Regions Financial
RF
$26.4B
$112K ﹤0.01%
11,200
+3,000
+37% +$30.6K
WSO.B
5845
Watsco Inc Class B
WSO.B
$13.3B
$112K ﹤0.01%
1,289
-93
-7% -$8.65K
TRQ
5846
CALL
DELISTED
Turquoise Hill Resources Ltd
TRQ
$112K ﹤0.01%
3,000
-48,740
-94% -$1.72M
SFLY
5847
CALL
DELISTED
Shutterfly, Inc.
SFLY
$112K ﹤0.01%
2,300
+700
+44% +$34.2K
JASO
5848
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$112K ﹤0.01%
12,124
+4,095
+51% +$39.1K
DOC icon
5849
CALL
Healthpeak Properties
DOC
$15.1B
$111K ﹤0.01%
3,074
+439
+17% +$16.6K
EXLS icon
5850
EXL Service
EXLS
$5.14B
$111K ﹤0.01%
22,805
+9,950
+77% +$55.3K
232 233
234
235 236

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.