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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLS
5876
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$109K ﹤0.01%
3,394
+1,464
+76% +$58K
EXPR
5877
DELISTED
Express, Inc.
EXPR
$109K ﹤0.01%
349
-204
-37% -$65K
RUTH
5878
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$109K ﹤0.01%
9,917
-1,921
-16% -$21.9K
PAF
5879
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$109K ﹤0.01%
2,015
-3,618
-64% -$213K
SCG
5880
CALL
DELISTED
Scana
SCG
$109K ﹤0.01%
2,200
– –
BEAV
5881
CALL
DELISTED
B/E Aerospace Inc
BEAV
$109K ﹤0.01%
1,795
-829
-32% -$52.4K
SWFT
5882
CALL
DELISTED
Swift Transportation Company
SWFT
$109K ﹤0.01%
5,200
+4,000
+333% +$87.9K
BNO icon
5883
United States Brent Oil Fund
BNO
$781M
$108K ﹤0.01%
2,856
-1,190
-29% -$49.5K
CNC icon
5884
CALL
Centene
CNC
$30.7B
$108K ﹤0.01%
5,200
+3,600
+225% +$69.4K
DNL icon
5885
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$481M
$108K ﹤0.01%
4,274
-1,390
-25% -$36.9K
ITB icon
5886
CALL
iShares US Home Construction ETF
ITB
$2.26B
$108K ﹤0.01%
4,800
+1,200
+33% +$28.2K
KBH icon
5887
CALL
KB Home
KBH
$3.37B
$108K ﹤0.01%
7,200
-12,200
-63% -$209K
MTR
5888
Mesa Royalty Trust
MTR
$5.4M
$108K ﹤0.01%
3,107
+175
+6% +$5.21K
NVAX icon
5889
PUT
Novavax
NVAX
$1.2B
$108K ﹤0.01%
1,290
-220
-15% -$19.9K
PCG icon
5890
PUT
PG&E
PCG
$38.3B
$108K ﹤0.01%
2,400
+200
+9% +$9.2K
PFO
5891
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$108K ﹤0.01%
10,013
-15,354
-61% -$171K
RCL icon
5892
CALL
Royal Caribbean
RCL
$85.1B
$108K ﹤0.01%
1,600
-17,900
-92% -$1.11M
AVP
5893
CALL
DELISTED
Avon Products, Inc.
AVP
$108K ﹤0.01%
8,600
+7,300
+562% +$100K
ORM
5894
DELISTED
Owens Realty Mortgage, Inc.
ORM
$108K ﹤0.01%
7,584
-1,485
-16% -$24.8K
HGT
5895
CALL
DELISTED
Hugoton Royalty Trust
HGT
$108K ﹤0.01%
+12,000
New +$118K
CCK icon
5896
CALL
Crown Holdings
CCK
$12.8B
$107K ﹤0.01%
+2,400
New +$116K
CRESY
5897
Cresud
CRESY
$796M
$107K ﹤0.01%
11,091
-25,878
-70% -$281K
EXEL icon
5898
Exelixis
EXEL
$13.3B
$107K ﹤0.01%
69,772
+1,070
+2% +$3.43K
JKS
5899
CALL
JinkoSolar
JKS
$793M
$107K ﹤0.01%
3,900
+400
+11% +$11.4K
MFIN icon
5900
PUT
Medallion Financial
MFIN
$229M
$107K ﹤0.01%
9,200
+8,000
+667% +$95.2K
234 235
236
237 238

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.