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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBG
5776
DELISTED
Bill Barrett Corp
BBG
$118K ﹤0.01%
5,331
-25,688
-83% -$600K
TLMR
5777
DELISTED
TALMER BANCORP INC (MI)
TLMR
$118K ﹤0.01%
8,497
+2,468
+41% +$34.8K
GUR
5778
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$118K ﹤0.01%
3,355
-1,513
-31% -$57.3K
CHL
5779
CALL
DELISTED
China Mobile Limited
CHL
$118K ﹤0.01%
2,000
-11,800
-86% -$679K
ENV
5780
DELISTED
ENVESTNET, INC.
ENV
$118K ﹤0.01%
2,617
+1,037
+66% +$47.5K
ADEA icon
5781
CALL
Adeia
ADEA
$2.94B
$117K ﹤0.01%
16,632
-1,890
-10% -$13.2K
ICE icon
5782
CALL
Intercontinental Exchange
ICE
$85.6B
$117K ﹤0.01%
+3,000
New +$115K
UDN icon
5783
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$117K ﹤0.01%
4,656
-18,204
-80% -$479K
YCS icon
5784
ProShares UltraShort Yen
YCS
$29.9M
$117K ﹤0.01%
6,200
-9,312
-60% -$159K
JMEI
5785
CALL
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$117K ﹤0.01%
+500
New +$146K
EVEP
5786
PUT
DELISTED
EV Energy Partners, L.P.
EVEP
$117K ﹤0.01%
3,300
-300
-8% -$11.5K
CCG
5787
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$117K ﹤0.01%
18,212
+3,832
+27% +$31.1K
AMTG
5788
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$117K ﹤0.01%
7,588
+1,024
+16% +$16.9K
DNY
5789
CALL
DELISTED
DONNELLEY R R & SONS CO
DNY
$117K ﹤0.01%
7,100
-25,300
-78% -$417K
AMX icon
5790
PUT
America Movil
AMX
$76.1B
$116K ﹤0.01%
4,600
-500
-10% -$12K
EVX icon
5791
VanEck Environmental Services ETF
EVX
$99.4M
$116K ﹤0.01%
8,970
+3,780
+73% +$50.3K
GDOT icon
5792
CALL
Green Dot
GDOT
$743M
$116K ﹤0.01%
5,500
-4,600
-46% -$86.4K
HLT icon
5793
CALL
Hilton Worldwide
HLT
$72.1B
$116K ﹤0.01%
1,567
-33
-2% -$2.45K
KMX icon
5794
PUT
CarMax
KMX
$8.13B
$116K ﹤0.01%
2,500
-2,600
-51% -$133K
NFBK
5795
DELISTED
Northfield Bancorp
NFBK
$116K ﹤0.01%
8,537
+778
+10% +$10.2K
NXN
5796
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$116K ﹤0.01%
8,653
– –
OTEX icon
5797
CALL
Open Text
OTEX
$6.15B
$116K ﹤0.01%
4,200
+400
+11% +$10.7K
RVSB icon
5798
Riverview Bancorp
RVSB
$107M
$116K ﹤0.01%
29,000
– –
SOHO
5799
DELISTED
Sotherly Hotels
SOHO
$116K ﹤0.01%
14,801
+13,999
+1,746% +$110K
SWKS icon
5800
CALL
Skyworks Solutions
SWKS
$9.37B
$116K ﹤0.01%
2,000
-194,400
-99% -$10.4M
230 231
232
233 234

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.