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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHC icon
5801
VirnetX Holding Corp
VHC
$54.4M
$116K ﹤0.01%
972
-372
-28% -$99.7K
IVC
5802
DELISTED
Invacare Corporation
IVC
$116K ﹤0.01%
9,857
-6,657
-40% -$101K
BRXX
5803
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$116K ﹤0.01%
8,067
-743
-8% -$12.3K
RPRX
5804
DELISTED
Repros Therapeutics Inc.
RPRX
$116K ﹤0.01%
11,749
-10,684
-48% -$158K
ECL icon
5805
PUT
Ecolab
ECL
$78.1B
$115K ﹤0.01%
1,000
– –
ERII icon
5806
Energy Recovery
ERII
$446M
$115K ﹤0.01%
32,540
+1,643
+5% +$7.18K
FLIC
5807
DELISTED
First of Long Island Corp
FLIC
$115K ﹤0.01%
7,517
+76
+1% +$1.21K
HOUS
5808
CALL
DELISTED
Anywhere Real Estate
HOUS
$115K ﹤0.01%
+3,100
New +$121K
PMX
5809
DELISTED
PIMCO Municipal Income Fund III
PMX
$115K ﹤0.01%
10,751
-3,786
-26% -$41.1K
TRUE
5810
DELISTED
TrueCar
TRUE
$115K ﹤0.01%
6,399
+6,299
+6,299% +$105K
VERU icon
5811
Veru
VERU
$36M
$115K ﹤0.01%
3,305
-908
-22% -$37.5K
DTYL
5812
DELISTED
iPath US Treasury 10-year Bull ETN
DTYL
$115K ﹤0.01%
1,634
+35
+2% +$2.47K
CIVI
5813
DELISTED
Civitas Solutions, Inc.
CIVI
$115K ﹤0.01%
+7,365
New +$120K
EROC
5814
CALL
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$115K ﹤0.01%
32,300
+4,800
+17% +$20.9K
AAN.A
5815
DELISTED
The Aaron's Company Inc Class A
AAN.A
$115K ﹤0.01%
4,718
+839
+22% +$20.4K
AGEN
5816
CALL
Agenus
AGEN
$312M
$114K ﹤0.01%
1,870
+999
+115% +$62.6K
ALGN icon
5817
CALL
Align Technology
ALGN
$12.1B
$114K ﹤0.01%
2,200
-2,200
-50% -$120K
FE icon
5818
PUT
FirstEnergy
FE
$28B
$114K ﹤0.01%
3,400
+900
+36% +$29.8K
GPC icon
5819
PUT
Genuine Parts
GPC
$17.1B
$114K ﹤0.01%
1,300
+800
+160% +$69.4K
MEOH icon
5820
PUT
Methanex
MEOH
$4.3B
$114K ﹤0.01%
1,700
-100
-6% -$6.62K
ZROZ icon
5821
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$114K ﹤0.01%
1,094
-1,043
-49% -$107K
SFE
5822
DELISTED
Safeguard Scientifics, Inc.
SFE
$114K ﹤0.01%
6,190
-61,909
-91% -$1.22M
CVRR
5823
CALL
DELISTED
CVR Refining, LP
CVRR
$114K ﹤0.01%
4,900
+3,400
+227% +$83.5K
WAC
5824
CALL
DELISTED
Walter Investment Mgt Corp
WAC
$114K ﹤0.01%
5,200
+4,200
+420% +$110K
DMND
5825
CALL
DELISTED
DIAMOND FOODS, INC.
DMND
$114K ﹤0.01%
4,000
– –
231 232
233
234 235

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.