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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COWN
5751
DELISTED
Cowen Inc. Class A Common Stock
COWN
$121K ﹤0.01%
8,055
+1,778
+28% +$29.1K
RESI
5752
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$121K ﹤0.01%
5,074
+4,217
+492% +$105K
GOGO icon
5753
CALL
Gogo Inc
GOGO
$565M
$120K ﹤0.01%
7,100
+3,800
+115% +$64.8K
FRED
5754
DELISTED
Fred's Inc
FRED
$120K ﹤0.01%
8,586
+810
+10% +$12.4K
CEE
5755
Central and Eastern Europe Fund
CEE
$134M
$119K ﹤0.01%
5,009
-397
-7% -$10.4K
FCBC icon
5756
First Community Bankshares
FCBC
$900M
$119K ﹤0.01%
8,326
+7,041
+548% +$106K
FMY
5757
First Trust Mortgage Income Fund
FMY
$49M
$119K ﹤0.01%
7,872
+2,590
+49% +$40.2K
IVR icon
5758
PUT
Invesco Mortgage Capital
IVR
$759M
$119K ﹤0.01%
760
– –
NQP
5759
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$119K ﹤0.01%
8,755
+2,619
+43% +$36K
PBYI icon
5760
CALL
Puma Biotechnology
PBYI
$404M
$119K ﹤0.01%
500
-500
-50% -$103K
TRIP icon
5761
PUT
TripAdvisor
TRIP
$1.65B
$119K ﹤0.01%
1,300
-1,500
-54% -$149K
MDCO
5762
DELISTED
Medicines Co
MDCO
$119K ﹤0.01%
5,304
+1,196
+29% +$30.4K
ARRS
5763
CALL
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$119K ﹤0.01%
4,200
-800
-16% -$25K
ALU
5764
PUT
DELISTED
Alcatel-Lucent
ALU
$119K ﹤0.01%
39,200
+4,600
+13% +$15.7K
ARP
5765
CALL
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$119K ﹤0.01%
6,100
-3,900
-39% -$77.7K
CRTO icon
5766
CALL
Criteo S.A. Ordinary Shares
CRTO
$1.1B
$118K ﹤0.01%
3,500
+3,200
+1,067% +$104K
EGHT icon
5767
8x8 Inc
EGHT
$269M
$118K ﹤0.01%
17,706
+11,889
+204% +$91.3K
EXPD icon
5768
CALL
Expeditors International
EXPD
$22B
$118K ﹤0.01%
2,900
+600
+26% +$25.6K
EXPD icon
5769
PUT
Expeditors International
EXPD
$22B
$118K ﹤0.01%
2,900
+1,000
+53% +$42.6K
GERN icon
5770
Geron
GERN
$828M
$118K ﹤0.01%
59,025
+5,161
+10% +$12.7K
GSBC icon
5771
Great Southern Bancorp
GSBC
$874M
$118K ﹤0.01%
3,902
+2,294
+143% +$72.3K
IMO icon
5772
CALL
Imperial Oil
IMO
$62.7B
$118K ﹤0.01%
+2,500
New +$128K
HYB
5773
DELISTED
New America High Income Fund, Inc.
HYB
$118K ﹤0.01%
12,533
-11,055
-47% -$107K
EPZM
5774
DELISTED
Epizyme, Inc
EPZM
$118K ﹤0.01%
4,339
+1,130
+35% +$35.1K
SN
5775
PUT
DELISTED
Sanchez Energy Corporation
SN
$118K ﹤0.01%
4,500
-2,900
-39% -$92.2K
229 230
231
232 233

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.