UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5751	5751 Security National Financial SNFCA $242M	$10K	﹤0.01%	3,627 +931
5752	5752 Urban One Class D UONEK $38.2M	$10K	﹤0.01%	3,053 +2,553
5753	5753 Xtant Medical Holdings XTNT $98M	$10K	﹤0.01%	202 +27
5754	PGAL 5754 DELISTED Global X MSCI Portugal ETF PGAL	$10K	﹤0.01%	687 +352
5755	CCF 5755 DELISTED Chase Corporation CCF	$10K	﹤0.01%	315 +269
5756	CYTO 5756 DELISTED Altamira Therapeutics Ltd CYTO	–	–	0
5757	EMAN 5757 DELISTED eMagin Corporation EMAN	$10K	﹤0.01%	4,251 -1,501
5758	BRG 5758 DELISTED Bluerock Residential Growth REIT, Inc. BRG	$10K	﹤0.01%	+789
5759	RDUS 5759 DELISTED Radius Health, Inc. RDUS	$10K	﹤0.01%	495 -574
5760	BMCH 5760 DELISTED BMC Stock Holdings, Inc BMCH	$10K	﹤0.01%	616 -2,124
5761	SUMR 5761 DELISTED Summer Infant, Inc. SUMR	$10K	﹤0.01%	+316
5762	CARB 5762 DELISTED Carbonite Inc CARB	$10K	﹤0.01%	1,027 +927
5763	GNCA 5763 DELISTED Genocea Biosciences, Inc. GNCA	$10K	﹤0.01%	140 +131
5764	PERY 5764 DELISTED Perry Ellis International Inc PERY	$10K	﹤0.01%	474 -637
5765	STRP 5765 DELISTED Straight Path Communications Inc. STRP	$10K	﹤0.01%	625
5766	CVO 5766 DELISTED Cenevo, Inc. CVO	$10K	﹤0.01%	498 +104
5767	BKMU 5767 DELISTED Bank Mutual Corp BKMU	$10K	﹤0.01%	+1,491
5768	EVAR 5768 DELISTED Lombard Medical, Inc. EVAR	$10K	﹤0.01%	1,268 +686
5769	FXEN 5769 DELISTED FX ENERGY INC FXEN	$10K	﹤0.01%	3,200 -16,097
5770	CAMB 5770 DELISTED CAMBRIDGE CAP ACQUISITION CORP (DE) CAMB	$10K	﹤0.01%	+1,000
5771	ALLB 5771 DELISTED Alliance Bancorp Inc PA ALLB	$10K	﹤0.01%	655 -807
5772	VTSS 5772 DELISTED VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK VTSS	$10K	﹤0.01%	2,991 +58
5773	CHLN 5773 DELISTED CHINA HSG & LD DEV IN COM NEW CHLN	$10K	﹤0.01%	1,360 +1,301
5774	CVOL 5774 DELISTED CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE) CVOL	$10K	﹤0.01%	+7,112
5775	MOC 5775 DELISTED Command Security Corporation MOC	$10K	﹤0.01%	5,032 +4,532