U
COWN

UBS’s Cowen Inc. Class A Common Stock COWN Stock Holding History

UBS’s Portfolio COWN Stock Details COWN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$121K Buy
8,055
+1,778
+28% +$29.1K ﹤0.01% 5769
2014
Q2 		$106K Buy
6,277
+2,315
+58% +$38.2K ﹤0.01% 5876
2014
Q1 		$70K Sell
3,962
-13,428
-77% -$221K ﹤0.01% 6419
2013
Q4 		$272K Buy
17,390
+13,428
+339% +$206K ﹤0.01% 4961
2013
Q3 		$55K Hold
3,962
– – ﹤0.01% 6755
2013
Q2 		$46K Buy
+3,962
New +$44.6K ﹤0.01% 6841

Other funds holding COWN

AI
Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return
FCP
Fine Capital Partners New York $563M AUM 7.48% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
CI
Cowen Inc New York $1.39B AUM 60.14% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
APCM
Arbiter Partners Capital Management New York $175M AUM 99.81% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $43.8B AUM 42.28% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

UBS's COWN Position: Q3 2014 in Review

UBS increased its Cowen Inc. Class A Common Stock (COWN) stake by 28% in Q3 2014, buying an estimated $29.1K and bringing the position to 8,055 shares worth $121K. The position accounts for ﹤0.01% of the portfolio, ranked #5769.

UBS first reported a position in COWN in Q2 2013 and has held it in 6 quarters since. The position peaked at $272K in Q4 2013. 122 funds tracked by Wall St. Rank hold COWN as of Q3 2014.

  • UBS held 8,055 shares of Cowen Inc. Class A Common Stock worth $121K as of Q3 2014.
  • UBS bought 1,778 Cowen Inc. Class A Common Stock shares in Q3 2014, an estimated $29.1K.
  • Cowen Inc. Class A Common Stock made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5769 holding.
  • UBS first reported a position in Cowen Inc. Class A Common Stock in Q2 2013 and has held it in 6 quarters since.
  • UBS's Cowen Inc. Class A Common Stock position peaked at $272K in Q4 2013.
  • 122 funds tracked by Wall St. Rank held Cowen Inc. Class A Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.