UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5701	5701 UFP Technologies UFPT $1.68B	$11K	﹤0.01%	500 -708
5702	VBIV 5702 DELISTED VBI Vaccines, Inc. New Common Stock (Canada) VBIV	$11K	﹤0.01%	+114
5703	FGH 5703 DELISTED FG Group Holdings Inc. FGH	$11K	﹤0.01%	2,599 +2,349
5704	GRU 5704 DELISTED ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Grains Total Return GRU	$11K	﹤0.01%	2,513 +1,196
5705	ATHX 5705 DELISTED Athersys, Inc. Common Stock ATHX	$11K	﹤0.01%	312 -179
5706	EEH 5706 DELISTED ELEMENTS Linked to the SPECTRUM Large Cap U.S.Sector Momentum Index EEH	$11K	﹤0.01%	+469
5707	JMP 5707 DELISTED JMP Group LLC JMP	$11K	﹤0.01%	1,729 -149
5708	BKJ 5708 DELISTED Bancorp of New Jersey, Inc. BKJ	$11K	﹤0.01%	1,103 -25
5709	PNTR 5709 DELISTED Pointer Telocation Ltd. PNTR	$11K	﹤0.01%	1,302 +670
5710	MIW 5710 DELISTED Eaton Vance Michigan Municipal Bond Fund MIW	$11K	﹤0.01%	853 -1,643
5711	UCBA 5711 DELISTED United Community Bancorp UCBA	$11K	﹤0.01%	917 -442
5712	FPP 5712 DELISTED FieldPoint Petroleum Corporation FPP	$11K	﹤0.01%	2,839 -322
5713	ASBB 5713 DELISTED ASB Bancorp Inc ASBB	$11K	﹤0.01%	534 +235
5714	XRA 5714 DELISTED Exeter Resources Corporation XRA	$11K	﹤0.01%	18,783 +16,025
5715	SWH 5715 DELISTED Stanley Black & Decker, Inc. SWH	$11K	﹤0.01%	100
5716	COB 5716 DELISTED CommunityOne Bancorp COB	$11K	﹤0.01%	1,203 +606
5717	NPD 5717 DELISTED CHINA NEPSTAR CHAIN DRUGSTORE LTD. COM NPD	$11K	﹤0.01%	5,274 +5,228
5718	CKP 5718 DELISTED CHECKPOINT SYSTEMS INC CKP	$11K	﹤0.01%	879 -1,128
5719	MTSN 5719 DELISTED MATTSON TECHNOLOGY INC MTSN	$11K	﹤0.01%	4,508
5720	DRWI 5720 DELISTED DragonWave Inc DRWI	$11K	﹤0.01%	356 -676
5721	BDBD 5721 DELISTED BOULDER BRANDS INC BDBD	$11K	﹤0.01%	790 -1,859
5722	PLTM 5722 DELISTED FIRST TRUST ISE GLOBAL PLATINUM INDEX FD PLTM	$11K	﹤0.01%	906 +406
5723	MATL 5723 DELISTED DIREXION DAILY BASIC MATERIALS BULL 3X SHARES MATL	$11K	﹤0.01%	+168
5724	NHC.PRA 5724 DELISTED NATIONAL HEALTHCARE CORP PFD CONV SER A (DE) NHC.PRA	$11K	﹤0.01%	722 -252
5725	AMCF 5725 DELISTED ANDATEE CHINA MARINE FUEL SVCS CORP COM STK (DE) AMCF	$11K	﹤0.01%	3,394 +17