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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFSC icon
5701
Enterprise Financial Services Corp
EFSC
$2.4B
$125K ﹤0.01%
7,443
-969
-12% -$17K
EPI icon
5702
PUT
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$125K ﹤0.01%
5,700
-399,300
-99% -$8.99M
FTK icon
5703
CALL
Flotek Industries
FTK
$852M
$125K ﹤0.01%
800
-1,983
-71% -$339K
GDL
5704
GDL Fund
GDL
$91.8M
$125K ﹤0.01%
11,870
-2,663
-18% -$28.5K
JNK icon
5705
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$125K ﹤0.01%
1,033
-1,300
-56% -$160K
MIDU icon
5706
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$68.7M
$125K ﹤0.01%
7,515
+3,175
+73% +$57.8K
SPMB icon
5707
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
$125K ﹤0.01%
4,602
-2,967
-39% -$80.8K
TDW icon
5708
Tidewater
TDW
$3.73B
$125K ﹤0.01%
99
-720
-88% -$1.12M
B
5709
DELISTED
Barnes Group Inc.
B
$125K ﹤0.01%
4,122
-1,915
-32% -$67.2K
VXZ
5710
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$125K ﹤0.01%
2,383
-4,851
-67% -$241K
ETP
5711
CALL
DELISTED
Energy Transfer Partners, L.P.
ETP
$125K ﹤0.01%
2,600
+400
+18% +$18.9K
ASMI
5712
DELISTED
ASM INTERNATL N.V
ASMI
$125K ﹤0.01%
3,435
+931
+37% +$35.8K
OB
5713
DELISTED
Onebeacon Insurance Group Ltd
OB
$125K ﹤0.01%
8,109
+80
+1% +$1.26K
AGN
5714
PUT
DELISTED
Allergan Inc
AGN
$125K ﹤0.01%
700
-1,100
-61% -$183K
ABCB icon
5715
Ameris Bancorp
ABCB
$5.85B
$124K ﹤0.01%
5,650
+1,178
+26% +$26.1K
ADI icon
5716
PUT
Analog Devices
ADI
$179B
$124K ﹤0.01%
2,500
+200
+9% +$10.3K
ARAY icon
5717
Accuray
ARAY
$32M
$124K ﹤0.01%
17,056
-625
-4% -$5.07K
JBLU icon
5718
CALL
JetBlue
JBLU
$2.28B
$124K ﹤0.01%
11,700
-5,300
-31% -$60.5K
PAYX icon
5719
PUT
Paychex
PAYX
$41.6B
$124K ﹤0.01%
2,800
+1,800
+180% +$75.7K
PGEN icon
5720
PUT
Precigen
PGEN
$2.24B
$124K ﹤0.01%
7,010
+5,441
+347% +$111K
PLUG icon
5721
PUT
Plug Power
PLUG
$2.87B
$124K ﹤0.01%
27,000
-7,700
-22% -$39.7K
MBFI
5722
DELISTED
MB Financial Corp
MBFI
$124K ﹤0.01%
4,496
+1,749
+64% +$48.8K
SGG
5723
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$124K ﹤0.01%
2,940
+481
+20% +$22.9K
CVC
5724
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$124K ﹤0.01%
7,100
-3,300
-32% -$61.1K
BRC icon
5725
Brady Corp
BRC
$4.44B
$123K ﹤0.01%
5,488
+318
+6% +$8.34K
227 228
229
230 231

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.