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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
5676
PUT
AvalonBay Communities
AVB
$26.5B
$127K ﹤0.01%
900
+500
+125% +$74.2K
CRH icon
5677
CRH
CRH
$63.2B
$127K ﹤0.01%
5,588
-19,402
-78% -$468K
FNV icon
5678
PUT
Franco-Nevada
FNV
$41.1B
$127K ﹤0.01%
2,600
-1,200
-32% -$66.7K
TIPZ icon
5679
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.8M
$127K ﹤0.01%
2,242
+426
+23% +$24.7K
VGK icon
5680
CALL
Vanguard FTSE Europe ETF
VGK
$30.7B
$127K ﹤0.01%
2,300
+800
+53% +$46.2K
VSH icon
5681
CALL
Vishay Intertechnology
VSH
$5.25B
$127K ﹤0.01%
8,900
+6,200
+230% +$95K
TWOU
5682
DELISTED
2U Inc
TWOU
$127K ﹤0.01%
272
+196
+258% +$93.5K
APB
5683
DELISTED
Asia Pacific Fund
APB
$127K ﹤0.01%
11,281
-584
-5% -$6.81K
ARO
5684
DELISTED
Aeropostale Inc
ARO
$127K ﹤0.01%
38,532
+20,464
+113% +$72.5K
OVTI
5685
PUT
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$127K ﹤0.01%
4,800
+3,100
+182% +$77.6K
HHS icon
5686
Harte-Hanks
HHS
$16.2M
$126K ﹤0.01%
1,975
+1,413
+251% +$96.1K
IOSP icon
5687
Innospec
IOSP
$2.12B
$126K ﹤0.01%
3,491
+25
+0.7% +$1.01K
ITW icon
5688
PUT
Illinois Tool Works
ITW
$82.6B
$126K ﹤0.01%
1,500
-800
-35% -$69.2K
NWFL icon
5689
Norwood Financial Corp
NWFL
$370M
$126K ﹤0.01%
6,600
+246
+4% +$4.73K
PZA icon
5690
CALL
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$126K ﹤0.01%
5,000
– –
TWO
5691
CALL
Two Harbors Investment
TWO
$1.27B
$126K ﹤0.01%
1,625
-38
-2% -$3.16K
UMH
5692
UMH Properties
UMH
$1.29B
$126K ﹤0.01%
13,295
+503
+4% +$5.01K
LL
5693
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
$126K ﹤0.01%
2,200
+200
+10% +$11.6K
KSM
5694
DELISTED
DWS Strategic Municipal Income Trust
KSM
$126K ﹤0.01%
9,338
+100
+1% +$1.35K
AFOP
5695
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$126K ﹤0.01%
10,173
-32,770
-76% -$487K
MM
5696
CALL
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$126K ﹤0.01%
67,500
+2,400
+4% +$6.86K
AYN
5697
DELISTED
Alliance New York Income Fund
AYN
$126K ﹤0.01%
10,050
-10,500
-51% -$133K
SAPE
5698
DELISTED
SAPIENT CORP
SAPE
$126K ﹤0.01%
8,987
+6,300
+234% +$93.4K
FBC
5699
DELISTED
Flagstar Bancorp, Inc. New
FBC
$126K ﹤0.01%
7,512
+1,150
+18% +$20.4K
EDU icon
5700
CALL
New Oriental
EDU
$9.37B
$125K ﹤0.01%
5,400
+400
+8% +$8.91K
226 227
228
229 230

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.