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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GES
5726
CALL
DELISTED
Guess Inc
GES
$123K ﹤0.01%
5,600
+3,700
+195% +$93.3K
IJH icon
5727
PUT
iShares Core S&P Mid-Cap ETF
IJH
$122B
$123K ﹤0.01%
4,500
-500
-10% -$14.1K
MCS icon
5728
Marcus Corp
MCS
$894M
$123K ﹤0.01%
7,836
-466
-6% -$8.42K
PKOH icon
5729
Park-Ohio Holdings
PKOH
$575M
$123K ﹤0.01%
2,563
-454
-15% -$26K
PYN
5730
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$123K ﹤0.01%
12,872
+1,817
+16% +$17.2K
LCI
5731
CALL
DELISTED
Lannett Company, Inc.
LCI
$123K ﹤0.01%
675
+275
+69% +$44K
GRUB
5732
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$123K ﹤0.01%
1,800
-300
-14% -$22.2K
AKS
5733
CALL
DELISTED
AK Steel Holding Corp
AKS
$123K ﹤0.01%
15,400
-11,300
-42% -$105K
STRN
5734
DELISTED
SUTRON CORP
STRN
$123K ﹤0.01%
24,221
-80
-0.3% -$404
RXII
5735
DELISTED
GALENA BIOPHARMA INC COM
RXII
$123K ﹤0.01%
59,991
-36,117
-38% -$74.1K
NYV
5736
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$123K ﹤0.01%
8,514
+1,846
+28% +$27K
OSIR
5737
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$123K ﹤0.01%
9,799
+8,199
+512% +$117K
DUG icon
5738
CALL
ProShares UltraShort Energy
DUG
$20.6M
$122K ﹤0.01%
140
+135
+2,700% +$106K
GTLS
5739
CALL
DELISTED
Chart Industries
GTLS
$122K ﹤0.01%
2,000
-2,600
-57% -$185K
KWEB icon
5740
KraneShares CSI China Internet ETF
KWEB
$5.64B
$122K ﹤0.01%
+3,514
New +$133K
SCO icon
5741
CALL
ProShares UltraShort Bloomberg Crude Oil
SCO
$671M
$122K ﹤0.01%
100
– –
IPXL
5742
DELISTED
Impax Laboratories, Inc.
IPXL
$122K ﹤0.01%
5,158
-2,149
-29% -$55K
SBW
5743
DELISTED
Western Asset Worldwide Income
SBW
$122K ﹤0.01%
9,944
-3,956
-28% -$50.5K
AVL
5744
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$122K ﹤0.01%
379,122
+24,567
+7% +$10.4K
TENZ
5745
DELISTED
PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF
TENZ
$122K ﹤0.01%
1,463
+522
+55% +$43.7K
CODE
5746
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$122K ﹤0.01%
5,343
-8,772
-62% -$186K
AIR icon
5747
PUT
AAR Corp
AIR
$5.59B
$121K ﹤0.01%
+5,000
New +$136K
SSB icon
5748
SouthState Bank Corp
SSB
$10.2B
$121K ﹤0.01%
+2,157
New +$127K
USAC icon
5749
PUT
USA Compression Partners
USAC
$3.79B
$121K ﹤0.01%
+5,000
New +$126K
GIMO
5750
CALL
DELISTED
Gigamon Inc.
GIMO
$121K ﹤0.01%
11,600
-21,900
-65% -$260K
228 229
230
231 232

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.