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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGY
5651
DELISTED
Stone Energy
SGY
$131K ﹤0.01%
74
-5
-6% -$10.3K
GREK
5652
PUT
Global X MSCI Greece ETF
GREK
$300M
$130K ﹤0.01%
2,333
+533
+30% +$33.5K
ULTA icon
5653
PUT
Ulta Beauty
ULTA
$22B
$130K ﹤0.01%
1,100
-99,100
-99% -$9.85M
KCLI
5654
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
$130K ﹤0.01%
+2,923
New +$133K
NEE.PRO
5655
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$130K ﹤0.01%
2,162
+1,004
+87% +$62K
SUSQ
5656
PUT
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$130K ﹤0.01%
13,000
+4,700
+57% +$48.5K
NXK
5657
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$130K ﹤0.01%
9,893
+474
+5% +$6.26K
GAB.RT
5658
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$130K ﹤0.01%
+2,242,273
New +$171K
MFT
5659
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$130K ﹤0.01%
9,712
+2,862
+42% +$38.3K
SHPG
5660
PUT
DELISTED
Shire pic
SHPG
$130K ﹤0.01%
500
+300
+150% +$74.4K
ARP
5661
PUT
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$130K ﹤0.01%
6,700
-2,800
-29% -$55.8K
EXEL icon
5662
CALL
Exelixis
EXEL
$13.3B
$129K ﹤0.01%
84,000
+15,700
+23% +$50.4K
MSF
5663
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$129K ﹤0.01%
8,315
-4,799
-37% -$77.8K
EJ
5664
CALL
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$129K ﹤0.01%
14,647
+14,108
+2,617% +$140K
IBCD
5665
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$129K ﹤0.01%
5,272
– –
CME icon
5666
CALL
CME Group
CME
$96.3B
$128K ﹤0.01%
1,600
-51,500
-97% -$3.88M
MCHP icon
5667
PUT
Microchip Technology
MCHP
$40.3B
$128K ﹤0.01%
5,400
+1,800
+50% +$43K
NNVC icon
5668
NanoViricides
NNVC
$38.8M
$128K ﹤0.01%
2,141
+1,005
+88% +$78.9K
XSW icon
5669
State Street SPDR S&P Software & Services ETF
XSW
$442M
$128K ﹤0.01%
2,980
-120
-4% -$5.24K
HTB
5670
HomeTrust Bancshares
HTB
$860M
$128K ﹤0.01%
8,787
+5,973
+212% +$90.7K
LBAI
5671
DELISTED
Lakeland Bancorp Inc
LBAI
$128K ﹤0.01%
13,128
+3,739
+40% +$38.4K
LGCY
5672
PUT
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$128K ﹤0.01%
4,300
+1,800
+72% +$54.6K
ULTI
5673
DELISTED
Ultimate Software Group Inc
ULTI
$128K ﹤0.01%
905
+717
+381% +$100K
XCRA
5674
DELISTED
Xcerra Corporation
XCRA
$128K ﹤0.01%
13,044
+3,829
+42% +$37.9K
MTS
5675
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$128K ﹤0.01%
7,821
-495
-6% -$8.13K
225 226
227
228 229

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.