UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5651	5651 G-III Apparel Group GIII $1.33B	$12K	﹤0.01%	290 -1,244
5652	5652 Gray Media Inc GTN.A $791M	$12K	﹤0.01%	1,989 +1,005
5653	5653 IES Holdings IESC $9.14B	$12K	﹤0.01%	1,495 +171
5654	5654 Neonode NEON $36.8M	$12K	﹤0.01%	570 -560
5655	5655 Oak Valley Bancorp OVLY $253M	$12K	﹤0.01%	1,189 -1,344
5656	5656 Renasant Corp RNST $3.53B	$12K	﹤0.01%	450 -604
5657	5657 United Bancorp UBCP $80.1M	$12K	﹤0.01%	1,442 -46
5658	EGRX 5658 DELISTED Eagle Pharmaceuticals, Inc. EGRX	$12K	﹤0.01%	938 -1,174
5659	ALR 5659 DELISTED AlerisLife Inc ALR	$12K	﹤0.01%	325 -432
5660	ASFI 5660 DELISTED Asta Funding Inc ASFI	$12K	﹤0.01%	+1,491
5661	ADYX 5661 DELISTED Adynxx Inc ADYX	$12K	﹤0.01%	42 +28
5662	GBNK 5662 DELISTED Guaranty Bancorp GBNK	$12K	﹤0.01%	+882
5663	RXDX 5663 DELISTED Ignyta, Inc. RXDX	$12K	﹤0.01%	+1,493
5664	KRS 5664 DELISTED ProShares Short S&P Regional Banking of Proshares Trust KRS	$12K	﹤0.01%	410 -450
5665	FIBG 5665 DELISTED CS FI Enhanced Big Cap Growth ETN FIBG	$12K	﹤0.01%	244 -813
5666	TBRA 5666 DELISTED Tobira Therapeutics, Inc. Common Stock TBRA	$12K	﹤0.01%	1,146 +1,021
5667	IGS 5667 DELISTED PROSHARES TR SHORT INVT GRADE CORPORATE IGS	$12K	﹤0.01%	+400
5668	GSIG 5668 DELISTED GSI GROUP INC COM STK (CDA) GSIG	$12K	﹤0.01%	1,026
5669	WAVX 5669 DELISTED WAVE SYS CORP CL A NEW COM STK (DE) WAVX	$12K	﹤0.01%	1,105 -723
5670	HKTV 5670 DELISTED HONG KONG TELEVISION NETWORK LTD HKTV	$12K	﹤0.01%	1,993 +1,061
5671	SURG 5671 DELISTED SYNERGETICS USA, INC. SURG	$12K	﹤0.01%	3,379 -15,357
5672	ZAZA 5672 DELISTED ZAZA ENERGY CORP COM NEW ZAZA	$12K	﹤0.01%	3,204 -1,644
5673	IMRS 5673 DELISTED IMRIS INC COMMON SHARES (CANADA) IMRS	$12K	﹤0.01%	+20,098
5674	DRL 5674 DELISTED DORAL FINANCIAL CORPORATION (NEW) DRL	$12K	﹤0.01%	1,749 -75
5675	FST 5675 DELISTED FOREST OIL CORPORATION FST	$12K	﹤0.01%	9,637 +3,551