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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZH
5601
DELISTED
Nuveen Calif Div
NZH
$135K ﹤0.01%
10,558
+4,328
+69% +$54.9K
ACAD icon
5602
PUT
Acadia Pharmaceuticals
ACAD
$4.43B
$134K ﹤0.01%
5,400
-400
-7% -$9.36K
CALM icon
5603
CALL
Cal-Maine
CALM
$4.12B
$134K ﹤0.01%
3,000
+1,000
+50% +$39.7K
CURE icon
5604
CALL
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
$134K ﹤0.01%
+6,500
New +$126K
GES
5605
PUT
DELISTED
Guess Inc
GES
$134K ﹤0.01%
6,100
+5,700
+1,425% +$144K
IRBT
5606
PUT
DELISTED
iRobot
IRBT
$134K ﹤0.01%
4,400
-50,800
-92% -$1.74M
OLED icon
5607
CALL
Universal Display
OLED
$3.68B
$134K ﹤0.01%
4,100
+300
+8% +$9.9K
ULST icon
5608
State Street Ultra Short Term Bond ETF
ULST
$527M
$134K ﹤0.01%
3,345
-2,004
-37% -$80.4K
VIAV icon
5609
CALL
Viavi Solutions
VIAV
$9.12B
$134K ﹤0.01%
18,459
-4,395
-19% -$30.2K
VTWV icon
5610
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$134K ﹤0.01%
1,632
-997
-38% -$86K
CPE
5611
DELISTED
Callon Petroleum Company
CPE
$134K ﹤0.01%
1,513
-578
-28% -$58.8K
AKRX
5612
CALL
DELISTED
Akorn Inc
AKRX
$134K ﹤0.01%
3,700
+2,300
+164% +$82.4K
GAME
5613
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$134K ﹤0.01%
20,484
+10,830
+112% +$70.5K
UKF
5614
DELISTED
PROSHARES ULTRA RUSSELL 1000 GROWTH
UKF
$134K ﹤0.01%
1,072
-135
-11% -$16.9K
KHI
5615
DELISTED
Deutsche High Income Trust
KHI
$134K ﹤0.01%
14,998
-2,462
-14% -$22.5K
FYT icon
5616
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
$133K ﹤0.01%
4,456
+2,651
+147% +$84.1K
JPXN
5617
iShares JPX-Nikkei 400 ETF
JPXN
$134M
$133K ﹤0.01%
2,643
-100
-4% -$5.12K
OHI icon
5618
PUT
Omega Healthcare
OHI
$15.1B
$133K ﹤0.01%
3,900
-500
-11% -$18.4K
PEBO icon
5619
Peoples Bancorp
PEBO
$1.5B
$133K ﹤0.01%
5,598
+768
+16% +$18.7K
PVH icon
5620
CALL
PVH
PVH
$4B
$133K ﹤0.01%
1,100
– –
RBBN icon
5621
CALL
Ribbon Communications
RBBN
$377M
$133K ﹤0.01%
7,800
– –
ROG icon
5622
Rogers Corp
ROG
$2.21B
$133K ﹤0.01%
2,435
+517
+27% +$31.3K
STT icon
5623
CALL
State Street
STT
$50.6B
$133K ﹤0.01%
1,800
– –
TWM icon
5624
CALL
ProShares UltraShort Russell2000
TWM
$44.3M
$133K ﹤0.01%
135
+35
+35% +$31.9K
WSM icon
5625
PUT
Williams-Sonoma
WSM
$26.9B
$133K ﹤0.01%
4,000
+800
+25% +$27.7K
223 224
225
226 227

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.