UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5576	PCTI 5576 DELISTED PCTEL, Inc. Common Stock PCTI	$14K	﹤0.01%	+1,865
5577	HSTO 5577 DELISTED Histogen Inc. Common Stock HSTO	$14K	﹤0.01%	+12
5578	LUB 5578 DELISTED Luby's Inc. LUB	$14K	﹤0.01%	2,471 -1,156
5579	CORV 5579 DELISTED Correvio Pharma Corp. Ordinary Shares (Canada) CORV	$14K	﹤0.01%	1,550 -9,729
5580	SES 5580 DELISTED Synthesis Energy Systems Inc. SES	$14K	﹤0.01%	+189
5581	PLND 5581 DELISTED VanEck Vectors Poland ETF PLND	$14K	﹤0.01%	643 -1,301
5582	CDTI 5582 DELISTED CDTI Advanced Materials, Inc. Common Stock CDTI	$14K	﹤0.01%	325 +10
5583	DBBR 5583 DELISTED Xtrackers MSCI Brazil Hedged Equity ETF DBBR	$14K	﹤0.01%	+933
5584	TORM 5584 DELISTED TOR Minerals International Inc TORM	$14K	﹤0.01%	1,672 +763
5585	RBPAA 5585 DELISTED Royal Bancshares Of Pennsylvania Inc RBPAA	$14K	﹤0.01%	8,292 +4,292
5586	XRDC 5586 DELISTED Crossroads Capital, Inc XRDC	$14K	﹤0.01%	2,584 -892
5587	INVT 5587 DELISTED Inventergy Global, Inc. INVT	$14K	﹤0.01%	754 +117
5588	EXAR 5588 DELISTED Exar Corporation EXAR	$14K	﹤0.01%	1,600 -2,847
5589	OPWR 5589 DELISTED OPOWER INC COM STK (DE) OPWR	$14K	﹤0.01%	+739
5590	ATRM 5590 DELISTED ATRM HOLDINGS INC COMMON STOCK ATRM	$14K	﹤0.01%	+3,290
5591	HVB 5591 DELISTED HUDSON VY HLDG CORP HVB	$14K	﹤0.01%	805 -309
5592	PSTR 5592 DELISTED POSTROCK ENERGY CORP COM STK (DE) NEW PSTR	$14K	﹤0.01%	1,228 +1,139
5593	BARS 5593 DELISTED DIREXION SHS ETF TR II DAILY GOLD BEAR 3X SHS (DE) BARS	$14K	﹤0.01%	284 -355
5594	BFY 5594 DELISTED BlackRock New York Municipal Income Trust II BFY	$14K	﹤0.01%	1,000
5595	SGB 5595 DELISTED Southwest Georgia Financial Corporation SGB	$14K	﹤0.01%	1,033 +727
5596	DYY 5596 DELISTED DB Commodity Double Long ETN due April 1, 2038 DYY	$14K	﹤0.01%	2,225 +318
5597	RPTP 5597 DELISTED RAPTOR PHARMACEUTICAL CORP COM STK (DE) RPTP	$14K	﹤0.01%	1,500 -150
5598	5598 AstroNova ALOT $59M	$13K	﹤0.01%	+1,000
5599	5599 Asure Software ASUR $250M	$13K	﹤0.01%	2,733 -5,059
5600	CCM 5600 Concord Medical Services CCM $18.8M	$13K	﹤0.01%	192 +67