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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAS icon
5576
PUT
Hasbro
HAS
$13.2B
$137K ﹤0.01%
2,500
-500
-17% -$26.3K
HOV icon
5577
PUT
Hovnanian Enterprises
HOV
$726M
$137K ﹤0.01%
1,488
-64
-4% -$6.75K
HRI icon
5578
PUT
Herc Holdings
HRI
$5.02B
$137K ﹤0.01%
1,800
+367
+26% +$31.4K
PSCE icon
5579
Invesco S&P SmallCap Energy ETF
PSCE
$98.6M
$137K ﹤0.01%
631
-11,466
-95% -$2.78M
VLT icon
5580
Invesco High Income Trust II
VLT
$64.9M
$137K ﹤0.01%
8,804
+1,856
+27% +$30.5K
LGCY
5581
CALL
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$137K ﹤0.01%
4,600
+3,900
+557% +$118K
ATHN
5582
DELISTED
Athenahealth, Inc.
ATHN
$137K ﹤0.01%
1,044
-19,942
-95% -$2.63M
EPC icon
5583
CALL
Edgewell Personal Care
EPC
$1.25B
$136K ﹤0.01%
1,484
-114,125
-99% -$10.2M
MED icon
5584
Medifast
MED
$109M
$136K ﹤0.01%
4,146
+164
+4% +$5.03K
MTB icon
5585
CALL
M&T Bank
MTB
$35.7B
$136K ﹤0.01%
1,100
+1,000
+1,000% +$123K
VNDA icon
5586
Vanda Pharmaceuticals
VNDA
$307M
$136K ﹤0.01%
13,059
+11,059
+553% +$145K
WU icon
5587
CALL
Western Union
WU
$1.98B
$136K ﹤0.01%
8,500
-2,300
-21% -$39.6K
VIVO
5588
DELISTED
Meridian Bioscience Inc
VIVO
$136K ﹤0.01%
7,672
+1,309
+21% +$25.7K
VER
5589
CALL
DELISTED
VEREIT, Inc.
VER
$136K ﹤0.01%
2,260
+1,440
+176% +$92.6K
PSV
5590
DELISTED
Hermitage Offshore Services Ltd.
PSV
$136K ﹤0.01%
773
-3,291
-81% -$625K
SODA
5591
PUT
DELISTED
SodaStream International Ltd
SODA
$136K ﹤0.01%
4,600
-300
-6% -$9.57K
CKEC
5592
DELISTED
Carmike Cinemas Inc
CKEC
$136K ﹤0.01%
4,382
-383
-8% -$12.6K
IMS
5593
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$136K ﹤0.01%
5,203
+2,346
+82% +$63.2K
ENSG icon
5594
The Ensign Group
ENSG
$10.4B
$135K ﹤0.01%
8,283
-855
-9% -$13.5K
EVN
5595
Eaton Vance Municipal Income Trust
EVN
$414M
$135K ﹤0.01%
10,647
+304
+3% +$3.81K
PRKS icon
5596
PUT
United Parks & Resorts
PRKS
$2.1B
$135K ﹤0.01%
7,000
+6,000
+600% +$143K
LUMO
5597
PUT
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$135K ﹤0.01%
700
+500
+250% +$110K
LMNX
5598
DELISTED
Luminex Corp
LMNX
$135K ﹤0.01%
6,924
+653
+10% +$11.9K
DF
5599
PUT
DELISTED
Dean Foods Company
DF
$135K ﹤0.01%
10,200
+4,000
+65% +$63.5K
EVEP
5600
CALL
DELISTED
EV Energy Partners, L.P.
EVEP
$135K ﹤0.01%
3,800
-500
-12% -$19.2K
222 223
224
225 226

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.