UBS’s Invesco S&P SmallCap Energy ETF PSCE Stock Holding History

UBS’s Portfolio PSCE Stock Details PSCE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$137K	Sell	631 -11,466	-95%	-$2.78M	﹤0.01%	5597
2014 Q2	$3.3M	Buy	12,097 +11,526	+2,019%	+$2.97M	﹤0.01%	2364
2014 Q1	$147K	Sell	571 -80	-12%	-$18.7K	﹤0.01%	5536
2013 Q4	$151K	Buy	651 +110	+20%	+$25.8K	﹤0.01%	5590
2013 Q3	$123K	Sell	541 -100	-16%	-$21.3K	﹤0.01%	5777
2013 Q2	$126K	Buy	+641	New	+$126K	﹤0.01%	5614

Other funds holding PSCE

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NCMW

Northern Capital Management (Wisconsin) Madison, Wisconsin $373M AUM 11.01% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS's PSCE Position: Q3 2014 in Review

UBS reduced its Invesco S&P SmallCap Energy ETF (PSCE) stake by 95% in Q3 2014, selling an estimated $2.78M and leaving 631 shares worth $137K. The position accounts for ﹤0.01% of the portfolio, ranked #5597.

UBS first reported a position in PSCE in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.3M in Q2 2014. 26 funds tracked by Wall St. Rank hold PSCE as of Q3 2014.

UBS held 631 shares of Invesco S&P SmallCap Energy ETF worth $137K as of Q3 2014.
UBS sold 11,466 Invesco S&P SmallCap Energy ETF shares in Q3 2014, an estimated $2.78M.
Invesco S&P SmallCap Energy ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5597 holding.
UBS first reported a position in Invesco S&P SmallCap Energy ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco S&P SmallCap Energy ETF position peaked at $3.3M in Q2 2014.
26 funds tracked by Wall St. Rank held Invesco S&P SmallCap Energy ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.