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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONN
5626
CALL
DELISTED
Conn's Inc.
CONN
$133K ﹤0.01%
4,400
+100
+2% +$3.89K
SFUN
5627
CALL
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$133K ﹤0.01%
268
-286
-52% -$157K
MLPI
5628
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$133K ﹤0.01%
+2,922
New +$130K
HGT
5629
DELISTED
Hugoton Royalty Trust
HGT
$133K ﹤0.01%
14,832
-4,795
-24% -$47.2K
IFT
5630
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$133K ﹤0.01%
20,581
-7
-0% -$47
REV
5631
DELISTED
Revlon, Inc.
REV
$133K ﹤0.01%
4,187
-1,847
-31% -$58.9K
GCO icon
5632
Genesco
GCO
$425M
$132K ﹤0.01%
1,774
+1,056
+147% +$84.2K
TTGT icon
5633
TechTarget
TTGT
$325M
$132K ﹤0.01%
15,259
+14,632
+2,334% +$123K
UPW icon
5634
ProShares Ultra Utilities
UPW
$17.3M
$132K ﹤0.01%
+18,456
New +$132K
TXTR
5635
DELISTED
TEXTURA CORPORATION COM
TXTR
$132K ﹤0.01%
+4,987
New +$135K
ELX
5636
DELISTED
EMULEX CORP
ELX
$132K ﹤0.01%
26,786
-907
-3% -$4.91K
TIBX
5637
PUT
DELISTED
TIBCO SOFTWARE INC
TIBX
$132K ﹤0.01%
5,600
+5,200
+1,300% +$106K
DXJF
5638
DELISTED
WisdomTree Japan Hedged Financials Fund
DXJF
$132K ﹤0.01%
5,034
+834
+20% +$21.3K
AMSC icon
5639
American Superconductor
AMSC
$1.42B
$131K ﹤0.01%
9,344
+310
+3% +$5.3K
AX icon
5640
CALL
Axos Financial
AX
$5.77B
$131K ﹤0.01%
7,200
-2,000
-22% -$37.7K
BBBY
5641
Bed Bath & Beyond
BBBY
$481M
$131K ﹤0.01%
10,302
-458
-4% -$5.79K
CCRN
5642
DELISTED
Cross Country Healthcare
CCRN
$131K ﹤0.01%
14,057
+13,007
+1,239% +$99.7K
HOMB icon
5643
Home BancShares
HOMB
$6.23B
$131K ﹤0.01%
8,920
+5,550
+165% +$84.8K
ROBO icon
5644
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
$131K ﹤0.01%
5,002
+2,818
+129% +$76.4K
SPTM icon
5645
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$131K ﹤0.01%
5,304
-258
-5% -$6.38K
WEA
5646
Western Asset Premier Bond Fund
WEA
$124M
$131K ﹤0.01%
9,150
+22
+0.2% +$323
TGP
5647
CALL
DELISTED
Teekay LNG Partners L.P.
TGP
$131K ﹤0.01%
3,000
+1,800
+150% +$78.6K
DL
5648
DELISTED
China Distance Education Holdings Limited
DL
$131K ﹤0.01%
9,348
-17,929
-66% -$285K
IPHS
5649
DELISTED
Innophos Holdings, Inc.
IPHS
$131K ﹤0.01%
2,383
+162
+7% +$9.4K
JNS
5650
PUT
DELISTED
Janus Capital Group Inc
JNS
$131K ﹤0.01%
+9,000
New +$109K
224 225
226
227 228

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.