UBS’s State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF SPTM Stock Holding History

UBS’s Portfolio SPTM Stock Details SPTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$131K	Sell	5,304 -258	-5%	-$6.38K	﹤0.01%	5663
2014 Q2	$137K	Buy	5,562 +126	+2%	+$3K	﹤0.01%	5583
2014 Q1	$128K	Sell	5,436 -84	-2%	-$1.95K	﹤0.01%	5703
2013 Q4	$128K	Buy	5,520 +2,454	+80%	+$54.6K	﹤0.01%	5781
2013 Q3	$65K	Buy	3,066 +486	+19%	+$10.2K	﹤0.01%	6520
2013 Q2	$52K	Buy	+2,580	New	+$51.8K	﹤0.01%	6678

Other funds holding SPTM

ODCM

Old Dominion Capital Management Charlottesville, Virginia $467M AUM 25.94% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCB

Brian C. Broderick $542M AUM 20.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

ICAS

Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS's SPTM Position: Q3 2014 in Review

UBS reduced its State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) stake by 4.6% in Q3 2014, selling an estimated $6.38K and leaving 5,304 shares worth $131K. The position accounts for ﹤0.01% of the portfolio, ranked #5663.

UBS first reported a position in SPTM in Q2 2013 and has held it in 6 quarters since. The position peaked at $137K in Q2 2014. 22 funds tracked by Wall St. Rank hold SPTM as of Q3 2014.

UBS held 5,304 shares of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF worth $131K as of Q3 2014.
UBS sold 258 State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF shares in Q3 2014, an estimated $6.38K.
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5663 holding.
UBS first reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF position peaked at $137K in Q2 2014.
22 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.