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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

19 hedge funds and large institutions have $24.8M invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

28.96% more ownership

Funds ownership: 0% → 28.96% (+29%)

5% less funds holding

Funds holding: 20 → 19 (-1)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

51% less capital invested

Capital invested by funds: $50.5M → $24.8M (-$25.7M)

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
5
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
+$2.25M
2
FHA
First Horizon Advisors
Tennessee
+$962K
3
CAN
Cetera Advisor Networks
California
+$208K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$128K
5
AIG
American International Group
New York
+$24.3K

Top Sellers

1
ODCM
Old Dominion Capital Management
Virginia
-$25M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$9.37M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$2.79M
4
CC
Courier Capital
New York
-$203K
5
Bank of America
Bank of America
North Carolina
-$92.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$9.75M +$128K +6,096 +1%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$3.37M -$9.37M -445,842 -74%
Morgan Stanley
3
Morgan Stanley
New York
$3.11M +$21.2K +1,008 +0.7%
Mirae Asset Global Investments
4
Mirae Asset Global Investments
South Korea
$2.27M +$2.25M +107,244 New
VKH
5
Virtu KCG Holdings
New York
$1.83M +$1.82M +86,418 New
FHA
6
First Horizon Advisors
Tennessee
$969K +$962K +45,780 New
AIG
7
American International Group
New York
$636K +$24.3K +1,158 +4%
LPL Financial
8
LPL Financial
California
$599K -$88.5K -4,212 -13%
ODCM
9
Old Dominion Capital Management
Virginia
$495K -$25M -1,188,138 -98%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$424K – – –
ECM
11
Exchange Capital Management
Michigan
$417K +$7.31K +348 +2%
Wells Fargo
12
Wells Fargo
California
$239K -$126 -6 -0.1%
CAN
13
Cetera Advisor Networks
California
$209K +$208K +9,906 New
Creative Planning
14
Creative Planning
Kansas
$191K – – –
BBHC
15
Brown Brothers Harriman & Co
New York
$127K – – –
U
16
UBS
Switzerland
$65K +$10.2K +486 +19%
BIT
17
BlackRock Institutional Trust
California
$64K -$1.64K -78 -3%
Bank of America
18
Bank of America
North Carolina
$43K -$92.5K -4,404 -69%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$32K – – –
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
– -$2.79M -139,332 Closed
CC
21
Courier Capital
New York
– -$203K -10,140 Closed

SPTM Hedge Fund Activity: Q3 2013 in Review

19 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q3 2013, worth a combined $24.8M — down 51% from $50.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPTM positions and 2 closed out — a net gain of 2 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Mirae Asset Global Investments, opening a new position worth an estimated $2.25M. The largest seller was Old Dominion Capital Management, cutting an estimated $25M.

  • 19 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q3 2013, down from 20 in Q2 2013.
  • Funds reported $24.8M of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q3 2013, down 51% quarter-over-quarter.
  • 4 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q3 2013 and 2 closed out, a net change of +2 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q3 2013 was Mirae Asset Global Investments, an estimated $2.25M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q3 2013 was Old Dominion Capital Management, an estimated $25M sold.

Based on aggregated 13F filings for Q3 2013.