We are live on ! Find out more
SPTM icon

State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

37 hedge funds and large institutions have $94.1M invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

19% more capital invested

Capital invested by funds: $79.2M → $94.1M (+$14.9M)

11.1% more ownership

Funds ownership: 122.8% → 133.9% (+11%)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

3% less funds holding

Funds holding: 38 → 37 (-1)

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.92%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
3
Increased
12
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFP
Shepherd Financial Partners
Massachusetts
+$5.31M
2
AWA
ARS Wealth Advisors
Florida
+$4.25M
3
GLA
Great Lakes Advisors
Illinois
+$2.83M
4
Ameriprise
Ameriprise
Minnesota
+$1.92M
5
LPL Financial
LPL Financial
California
+$1.13M

Top Sellers

1
NP
NorthRock Partners
Minnesota
-$3.26M
2
HH
Hilltop Holdings
Texas
-$505K
3
Creative Planning
Creative Planning
Kansas
-$389K
4
CIA
Capital Investment Advisors
Georgia
-$229K
5
GWA
Guidant Wealth Advisors
Illinois
-$146K
Name Holding Trade Value Shares
Change 		Change in
Stake
SFP
1
Shepherd Financial Partners
Massachusetts
$55.3M +$5.31M +183,234 +11%
LPL Financial
2
LPL Financial
California
$8.68M +$1.13M +38,994 +15%
AWA
3
ARS Wealth Advisors
Florida
$4.55M +$4.25M +146,766 +1,842%
Morgan Stanley
4
Morgan Stanley
New York
$4.35M +$119K +4,122 +3%
GLA
5
Great Lakes Advisors
Illinois
$2.88M +$2.83M +97,848 New
NP
6
NorthRock Partners
Minnesota
$2.69M -$3.26M -112,626 -55%
IP
7
Isthmus Partners
Wisconsin
$2.53M +$30.9K +1,068 +1%
Ameriprise
8
Ameriprise
Minnesota
$1.95M +$1.92M +66,474 New
BCB
9
Brian C. Broderick
$1.63M – – –
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.58M +$87.2K +3,012 +6%
GWA
11
Guidant Wealth Advisors
Illinois
$1.37M -$146K -5,040 -10%
Koshinski Asset Management
12
Koshinski Asset Management
Illinois
$1.03M +$363K +12,534 +55%
Bank of America
13
Bank of America
North Carolina
$796K +$150K +5,172 +24%
AG
14
Advisor Group
Arizona
$699K +$56.5K +1,950 +9%
ODCM
15
Old Dominion Capital Management
Virginia
$542K -$85.6K -2,958 -14%
PTC
16
Private Trust Company
Ohio
$540K – – –
FHA
17
First Horizon Advisors
Tennessee
$533K -$57.3K -1,980 -10%
Creative Planning
18
Creative Planning
Kansas
$446K -$389K -13,434 -47%
Wells Fargo
19
Wells Fargo
California
$418K +$28.3K +978 +7%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$391K +$521 +18 +0.1%
TYCC
21
Texas Yale Capital Corp
Florida
$329K – – –
KLI
22
Kelman-Lazarov Inc
Tennessee
$269K – – –
UBS Group
23
UBS Group
Switzerland
$157K – – –
ECM
24
Exchange Capital Management
Michigan
$106K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$93K -$61K -2,106 -40%
1
2

SPTM Hedge Fund Activity: Q1 2017 in Review

37 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q1 2017, worth a combined $94.1M — up 19% from $79.2M a quarter earlier.

Fund positioning in SPTM was balanced in Q1 2017: 3 funds opened new positions, 3 closed out, 12 added to existing stakes and 6 trimmed.

The largest buyer was Shepherd Financial Partners, adding an estimated $5.31M. The largest seller was NorthRock Partners, cutting an estimated $3.26M.

  • 37 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q1 2017, down from 38 in Q4 2016.
  • Funds reported $94.1M of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q1 2017, up 19% quarter-over-quarter.
  • 3 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q1 2017 and 3 closed out, a net change of 0 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q1 2017 was Shepherd Financial Partners, an estimated $5.31M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q1 2017 was NorthRock Partners, an estimated $3.26M sold.

Based on aggregated 13F filings for Q1 2017.