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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

38 hedge funds and large institutions have $79.2M invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more capital invested

Capital invested by funds: $30.8M → $79.2M (+$48.4M)

60.78% more ownership

Funds ownership: 62.02% → 122.8% (+61%)

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

3% more funds holding

Funds holding: 37 → 38 (+1)

58% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 12

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
5
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NP
NorthRock Partners
Minnesota
+$5.55M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.38M
3
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$614K
4
HH
Hilltop Holdings
Texas
+$493K
5
LPL Financial
LPL Financial
California
+$439K

Top Sellers

1
Jane Street
Jane Street
New York
-$5.96M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.87M
3
VKH
Virtu KCG Holdings
New York
-$965K
4
GWA
Guidant Wealth Advisors
Illinois
-$366K
5
Citadel Advisors
Citadel Advisors
Florida
-$264K
Name Holding Trade Value Shares
Change 		Change in
Stake
SFP
1
Shepherd Financial Partners
Massachusetts
$48M +$46.5M +1,708,314 New
LPL Financial
2
LPL Financial
California
$7.21M +$439K +16,158 +7%
NP
3
NorthRock Partners
Minnesota
$5.7M +$5.55M +204,204 New
Morgan Stanley
4
Morgan Stanley
New York
$4.01M -$45.7K -1,680 -1%
IP
5
Isthmus Partners
Wisconsin
$2.37M +$41K +1,506 +2%
BCB
6
Brian C. Broderick
$1.55M -$49K -1,800 -3%
GWA
7
Guidant Wealth Advisors
Illinois
$1.47M -$366K -13,458 -21%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.41M +$1.38M +50,700 New
Creative Planning
9
Creative Planning
Kansas
$798K – – –
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$630K +$614K +22,584 New
Bank of America
11
Bank of America
North Carolina
$612K +$272K +10,008 +84%
AG
12
Advisor Group
Arizona
$609K – – –
ODCM
13
Old Dominion Capital Management
Virginia
$597K -$77K -2,832 -12%
FHA
14
First Horizon Advisors
Tennessee
$543K – – –
PTC
15
Private Trust Company
Ohio
$513K -$70.2K -2,580 -12%
HH
16
Hilltop Holdings
Texas
$505K +$493K +18,126 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$371K +$22.7K +834 +7%
Wells Fargo
18
Wells Fargo
California
$369K -$20.4K -750 -5%
TYCC
19
Texas Yale Capital Corp
Florida
$312K – – –
KLI
20
Kelman-Lazarov Inc
Tennessee
$255K – – –
CIA
21
Capital Investment Advisors
Georgia
$229K -$22K -810 -9%
AWA
22
ARS Wealth Advisors
Florida
$222K +$217K +7,968 New
MFS
23
MSI Financial Services
Massachusetts
$174K -$1.14K -42 -0.7%
UBS Group
24
UBS Group
Switzerland
$149K -$12.2K -450 -8%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$148K -$44.1K -1,620 -23%
1
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SPTM Hedge Fund Activity: Q4 2016 in Review

38 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q4 2016, worth a combined $79.2M — up 157% from $30.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPTM positions and 6 closed out — a net gain of 1 holder — while 5 added to existing stakes and 12 trimmed.

The largest buyer was NorthRock Partners, opening a new position worth an estimated $5.55M. The largest seller was Jane Street, exiting entirely with an estimated $5.96M sold.

  • 38 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q4 2016, up from 37 in Q3 2016.
  • Funds reported $79.2M of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q4 2016, up 157% quarter-over-quarter.
  • 7 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q4 2016 and 6 closed out, a net change of +1 holder.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q4 2016 was NorthRock Partners, an estimated $5.55M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q4 2016 was Jane Street, an estimated $5.96M sold.

Based on aggregated 13F filings for Q4 2016.