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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

397 hedge funds and large institutions have $2.89B invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2021 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 152 increasing their positions, 148 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 23

7% more funds holding in top 10

Funds holding in top 10: 42 → 45 (+3)

2% more funds holding

Funds holding: 390 → 397 (+7)

3% more repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 148

8% less capital invested

Capital invested by funds: $3.14B → $2.89B (-$244M)

13.18% less ownership

Funds ownership: 67.71% → 54.53% (-13%)

78% less call options, than puts

Call options by funds: $8.95M | Put options by funds: $40.4M

Holders
397
Holders Change
+7
Holders Change %
+1.79%
% of All Funds
6.95%
Holding in Top 10
45
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+7.14%
% of All Funds
0.79%
New
38
Increased
152
Reduced
148
Closed
23
Calls
$8.95M
Puts
$40.4M
Net Calls
-$31.4M
Net Calls Change
-$35.5M

Top Buyers

1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$33.6M
2
LPL Financial
LPL Financial
California
+$30.5M
3
PFA
Professional Financial Advisors
Nebraska
+$21.2M
4
BHB
Bank Hapoalim BM
Israel
+$10.9M
5
PAG
Private Advisor Group
New Jersey
+$10.2M

Top Sellers

1
WFS
Weitzel Financial Services
Iowa
-$710M
2
ARC
Advisor Resource Council
Texas
-$12.5M
3
AAS
Annex Advisory Services
Wisconsin
-$10.1M
4
BCM
Brookstone Capital Management
Illinois
-$5.96M
5
BCI
Brinker Capital Investments
Pennsylvania
-$3.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$300M +$30.5M +560,607 +11%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$174M +$33.6M +618,331 +25%
AAS
3
Annex Advisory Services
Wisconsin
$110M -$10.1M -184,976 -8%
WAP
4
Wealthcare Advisory Partners
Pennsylvania
$79.7M +$6.92M +127,235 +9%
PAG
5
Private Advisor Group
New Jersey
$78.2M +$10.2M +187,364 +15%
Wells Fargo
6
Wells Fargo
California
$74M -$1.03M -18,906 -1%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$73.4M +$1.01M +18,611 +1%
SFP
8
Shepherd Financial Partners
Massachusetts
$72.2M +$1.39M +25,569 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$65.8M +$1.72M +31,577 +3%
FQ
10
First Quadrant
California
$61.8M -$1.29M -23,660 -2%
RIM
11
Rockbridge Investment Management
New York
$54.9M +$4.04M +74,226 +8%
BFG
12
Barber Financial Group
Kansas
$53.8M +$2.78M +51,086 +5%
TAIM
13
TD Ameritrade Investment Management
Nebraska
$48.3M +$5.12M +94,168 +9%
AF
14
Allworth Financial
California
$47M +$772K +14,190 +2%
AIM
15
Astor Investment Management
Illinois
$46.7M -$1.1M -20,174 -2%
PFA
16
Professional Financial Advisors
Nebraska
$46.1M +$21.2M +390,243 +81%
AWAG
17
ARS Wealth Advisors Group
Florida
$44.6M +$45.8M +841,139 New
TF
18
TRH Financial
Iowa
$43.9M -$44.8K -824 -0.1%
BCI
19
Brinker Capital Investments
Pennsylvania
$43M -$3.49M -64,107 -7%
BCM
20
Brookstone Capital Management
Illinois
$41.2M -$5.96M -109,500 -12%
FSG
21
Financial Strategies Group
Michigan
$40.4M +$1.08M +19,796 +3%
SWM
22
SigFig Wealth Management
California
$39.5M +$2.54M +46,771 +7%
SPA
23
Sentinel Pension Advisors
Massachusetts
$38.9M -$1.1M -20,243 -3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$38.7M +$1.02M +18,821 +3%
RW
25
RVW Wealth
California
$37M +$2.09M +38,326 +6%
1
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SPTM Hedge Fund Activity: Q3 2021 in Review

397 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q3 2021, worth a combined $2.89B — down 7.8% from $3.14B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SPTM positions and 23 closed out — a net gain of 15 holders — while 152 added to existing stakes and 148 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $33.6M. The largest seller was Weitzel Financial Services, cutting an estimated $710M.

  • 397 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q3 2021, up from 390 in Q2 2021.
  • Funds reported $2.89B of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q3 2021, down 7.8% quarter-over-quarter.
  • 38 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q3 2021 and 23 closed out, a net change of +15 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q3 2021 was Wealth Enhancement Advisory Services, an estimated $33.6M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q3 2021 was Weitzel Financial Services, an estimated $710M sold.

Based on aggregated 13F filings for Q3 2021.