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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

25 hedge funds and large institutions have $21.1M invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

14% more funds holding

Funds holding: 22 → 25 (+3)

10.21% more ownership

Funds ownership: 48.32% → 58.53% (+10%)

1% less capital invested

Capital invested by funds: $21.4M → $21.1M (-$286K)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$3.83M
2
Morgan Stanley
Morgan Stanley
New York
+$1.99M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.01M
4
GW
GW & Wade
Massachusetts
+$545K
5
Creative Planning
Creative Planning
Kansas
+$341K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.29M
2
Citadel Advisors
Citadel Advisors
Florida
-$265K
3
ECM
Exchange Capital Management
Michigan
-$252K
4
PTC
Private Trust Company
Ohio
-$56K
5
BCB
Brian C. Broderick
-$52.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.24M +$1.99M +79,596 +49%
LPL Financial
2
LPL Financial
California
$4.74M +$3.83M +152,982 +496%
BCB
3
Brian C. Broderick
$1.96M -$52.2K -2,082 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.96M +$1.01M +40,422 +114%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$920K -$3.29M -131,412 -79%
AIG
6
American International Group
New York
$692K +$15K +600 +2%
ODCM
7
Old Dominion Capital Management
Virginia
$622K – – –
Creative Planning
8
Creative Planning
Kansas
$570K +$341K +13,620 +160%
GW
9
GW & Wade
Massachusetts
$561K +$545K +21,750 New
ICAS
10
Investors Capital Advisory Services
Massachusetts
$539K – – –
FHA
11
First Horizon Advisors
Tennessee
$519K – – –
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$362K -$42.1K -1,680 -11%
Wells Fargo
13
Wells Fargo
California
$313K +$150 +6 +0%
CIA
14
Capital Investment Advisors
Georgia
$250K – – –
UBS Group
15
UBS Group
Switzerland
$237K +$230K +9,198 New
Bank of America
16
Bank of America
North Carolina
$159K +$94.7K +3,780 +159%
GT
17
Glenmede Trust
Pennsylvania
$154K +$150K +6,000 New
ECM
18
Exchange Capital Management
Michigan
$113K -$252K -10,062 -70%
SFPM
19
Sensible Financial Planning & Management
Massachusetts
$83K – – –
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$48K – – –
NPC
21
National Planning Corporation
California
$45.3K +$45.1K +1,800 New
GWS
22
Glassman Wealth Services
Virginia
$22K +$21.6K +864 New
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$15K – – –
FANJ
24
Financial Architects (New Jersey)
New Jersey
$7K – – –
Citadel Advisors
25
Citadel Advisors
Florida
– -$265K -10,746 Closed
1
2

SPTM Hedge Fund Activity: Q4 2014 in Review

25 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q4 2014, worth a combined $21.1M — down 1.3% from $21.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SPTM positions and 2 closed out — a net gain of 4 holders — while 7 added to existing stakes and 4 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.83M. The largest seller was Susquehanna International Group, cutting an estimated $3.29M.

  • 25 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q4 2014, up from 22 in Q3 2014.
  • Funds reported $21.1M of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q4 2014, down 1.3% quarter-over-quarter.
  • 6 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q4 2014 and 2 closed out, a net change of +4 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q4 2014 was LPL Financial, an estimated $3.83M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q4 2014 was Susquehanna International Group, an estimated $3.29M sold.

Based on aggregated 13F filings for Q4 2014.