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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

369 hedge funds and large institutions have $2.58B invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2021 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 131 increasing their positions, 161 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more call options, than puts

Call options by funds: $5.39M | Put options by funds: $3.04M

23% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 26

9% more capital invested

Capital invested by funds: $2.37B → $2.58B (+$205M)

1% more funds holding

Funds holding: 366 → 369 (+3)

0.09% more ownership

Funds ownership: 55.43% → 55.52% (+0.09%)

7% less funds holding in top 10

Funds holding in top 10: 46 → 43 (-3)

19% less repeat investments, than reductions

Existing positions increased: 131 | Existing positions reduced: 161

Holders
369
Holders Change
+3
Holders Change %
+0.82%
% of All Funds
6.48%
Holding in Top 10
43
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-6.52%
% of All Funds
0.76%
New
32
Increased
131
Reduced
161
Closed
26
Calls
$5.39M
Puts
$3.04M
Net Calls
+$2.35M
Net Calls Change
-$3.87M

Top Buyers

1
LPL Financial
LPL Financial
California
+$27.9M
2
PAS
Park Avenue Securities
New York
+$22.8M
3
BIP
Blueprint Investment Partners
North Carolina
+$22.1M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$17.5M
5
PFA
Professional Financial Advisors
Nebraska
+$12M

Top Sellers

1
FI
FormulaFolio Investments
Michigan
-$47.7M
2
SS
Simplicity Solutions
Minnesota
-$18.8M
3
BSWM
Boston Standard Wealth Management
Massachusetts
-$12.8M
4
LFAS
Level Four Advisory Services
Texas
-$11.2M
5
Ameriprise
Ameriprise
Minnesota
-$10.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$232M +$27.9M +583,771 +14%
AAS
2
Annex Advisory Services
Wisconsin
$120M -$4.51M -94,242 -4%
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$110M +$2.21M +46,174 +2%
Wells Fargo
4
Wells Fargo
California
$67.5M -$3.38M -70,768 -5%
SFP
5
Shepherd Financial Partners
Massachusetts
$66.1M +$1.24M +25,862 +2%
WAP
6
Wealthcare Advisory Partners
Pennsylvania
$62.2M +$6.19M +129,436 +11%
PAG
7
Private Advisor Group
New Jersey
$61.9M +$4.29M +89,797 +8%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$61.8M +$17.5M +366,644 +41%
FQ
9
First Quadrant
California
$61.1M -$2.62M -54,718 -4%
Osaic Holdings
10
Osaic Holdings
Arizona
$60.7M -$446K -9,334 -0.8%
TAIM
11
TD Ameritrade Investment Management
Nebraska
$53.1M – – –
BCI
12
Brinker Capital Investments
Pennsylvania
$46.3M -$9.8M -204,858 -18%
BFG
13
Barber Financial Group
Kansas
$45.7M -$204K -4,264 -0.5%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$44.8M – – –
AF
15
Allworth Financial
California
$44.3M -$1.03M -21,590 -2%
RIM
16
Rockbridge Investment Management
New York
$43.2M +$3.5M +73,094 +9%
TF
17
TRH Financial
Iowa
$42.5M +$493K +10,306 +1%
AWA
18
ARS Wealth Advisors
Florida
$39.5M +$2.34M +48,948 +6%
AIM
19
Astor Investment Management
Illinois
$36.6M -$3.41M -71,383 -9%
FSG
20
Financial Strategies Group
Michigan
$35.6M +$120K +2,509 +0.3%
SPA
21
Sentinel Pension Advisors
Massachusetts
$35.5M +$4.47M +93,376 +15%
WFS
22
Weitzel Financial Services
Iowa
$34.1M +$641K +13,400 +2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$32.7M -$272K -5,679 -0.8%
SWM
24
SigFig Wealth Management
California
$30.5M +$3.36M +70,236 +13%
RW
25
RVW Wealth
California
$30M +$4.32M +90,420 +17%
1
2 3 4 5

SPTM Hedge Fund Activity: Q1 2021 in Review

369 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q1 2021, worth a combined $2.58B — up 8.7% from $2.37B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SPTM positions and 26 closed out — a net gain of 6 holders — while 131 added to existing stakes and 161 trimmed.

The largest buyer was LPL Financial, adding an estimated $27.9M. The largest seller was FormulaFolio Investments, cutting an estimated $47.7M.

  • 369 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q1 2021, up from 366 in Q4 2020.
  • Funds reported $2.58B of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q1 2021, up 8.7% quarter-over-quarter.
  • 32 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q1 2021 and 26 closed out, a net change of +6 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q1 2021 was LPL Financial, an estimated $27.9M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q1 2021 was FormulaFolio Investments, an estimated $47.7M sold.

Based on aggregated 13F filings for Q1 2021.