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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRM
5551
DELISTED
FURMANITE CORPORATION COM
FRM
$141K ﹤0.01%
20,879
-9,156
-30% -$85.4K
TRAK
5552
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$141K ﹤0.01%
3,253
+2,610
+406% +$111K
MY
5553
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$141K ﹤0.01%
46,426
+12,105
+35% +$36.9K
AMG icon
5554
CALL
Affiliated Managers Group
AMG
$9.69B
$140K ﹤0.01%
+700
New +$143K
CTRE icon
5555
CareTrust REIT
CTRE
$9.91B
$140K ﹤0.01%
9,764
+8,404
+618% +$142K
KEQU icon
5556
Kewaunee Scientific
KEQU
$102M
$140K ﹤0.01%
7,857
+615
+8% +$11K
XLP icon
5557
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$140K ﹤0.01%
3,100
-161,400
-98% -$7.24M
BWP
5558
CALL
DELISTED
Boardwalk Pipeline Partners
BWP
$140K ﹤0.01%
7,500
-67,900
-90% -$1.3M
WIN
5559
PUT
DELISTED
Windstream Holdings Inc
WIN
$140K ﹤0.01%
1,660
-18,090
-92% -$1.55M
PCL
5560
CALL
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$140K ﹤0.01%
3,600
+1,800
+100% +$75K
HAWK
5561
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$140K ﹤0.01%
4,343
-1,907
-31% -$53.7K
DVA icon
5562
PUT
DaVita
DVA
$15.4B
$139K ﹤0.01%
1,900
-3,500
-65% -$256K
TMUS icon
5563
CALL
T-Mobile US
TMUS
$185B
$139K ﹤0.01%
4,800
-67,800
-93% -$2.09M
FFIN icon
5564
First Financial Bankshares
FFIN
$5.04B
$138K ﹤0.01%
9,934
+1,280
+15% +$19K
MMYT icon
5565
MakeMyTrip
MMYT
$5.36B
$138K ﹤0.01%
4,948
+1,422
+40% +$41K
SMH icon
5566
PUT
VanEck Semiconductor ETF
SMH
$65.2B
$138K ﹤0.01%
5,400
+4,600
+575% +$116K
EGF
5567
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$138K ﹤0.01%
9,839
-1,839
-16% -$26K
GK
5568
DELISTED
G&K Services Inc
GK
$138K ﹤0.01%
2,500
-931
-27% -$49.5K
WPG
5569
CALL
DELISTED
Washington Prime Group Inc.
WPG
$138K ﹤0.01%
+878
New +$149K
GEVA
5570
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
$138K ﹤0.01%
2,000
+1,020
+104% +$73K
UKW
5571
DELISTED
PROSHARES ULTRA RUSSELL MIDCAP GROWTH
UKW
$138K ﹤0.01%
1,312
+606
+86% +$64.7K
AXDX
5572
CALL
DELISTED
Accelerate Diagnostics
AXDX
$137K ﹤0.01%
640
+620
+3,100% +$121K
DIOD icon
5573
Diodes
DIOD
$3.78B
$137K ﹤0.01%
5,716
+356
+7% +$9.42K
FMC icon
5574
CALL
FMC
FMC
$1.34B
$137K ﹤0.01%
2,767
+346
+14% +$19.7K
GLL icon
5575
ProShares UltraShort Gold
GLL
$127M
$137K ﹤0.01%
350
+149
+74% +$52.5K
221 222
223
224 225

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.