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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECYT
5501
CALL
DELISTED
Endocyte, Inc. Common Stock
ECYT
$147K ﹤0.01%
24,100
+13,200
+121% +$90.2K
EIO
5502
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$147K ﹤0.01%
11,754
+2,705
+30% +$34K
CE icon
5503
CALL
Celanese
CE
$4.9B
$146K ﹤0.01%
2,500
+800
+47% +$49.3K
CRF
5504
Cornerstone Total Return Fund
CRF
$1.16B
$146K ﹤0.01%
6,825
-2,081
-23% -$46.5K
ESNT icon
5505
Essent Group
ESNT
$6.08B
$146K ﹤0.01%
6,851
-1,133
-14% -$22.9K
EWL icon
5506
CALL
iShares MSCI Switzerland ETF
EWL
$2.19B
$146K ﹤0.01%
4,500
– –
SCS
5507
DELISTED
Steelcase
SCS
$146K ﹤0.01%
9,021
-34,059
-79% -$533K
SPWR
5508
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
$146K ﹤0.01%
6,566
-163,542
-96% -$3.99M
CBST
5509
CALL
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$146K ﹤0.01%
2,200
-500
-19% -$32.8K
FONE
5510
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$146K ﹤0.01%
3,980
+390
+11% +$14.9K
SINT icon
5511
SiNtx Technologies
SINT
$10.8M
– –
0
– –
SPPP
5512
Sprott Physical Platinum and Palladium Trust
SPPP
$585M
$145K ﹤0.01%
16,407
+6,407
+64% +$63.4K
TTF
5513
DELISTED
Thai Fund
TTF
$145K ﹤0.01%
11,812
+4,353
+58% +$52.1K
UNTD
5514
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$145K ﹤0.01%
13,198
+2,040
+18% +$23.1K
BBNK
5515
DELISTED
BRIDGE CAPITAL HOLDINGS
BBNK
$145K ﹤0.01%
6,381
+151
+2% +$3.4K
CA
5516
PUT
DELISTED
CA, Inc.
CA
$145K ﹤0.01%
5,200
-800
-13% -$22.8K
FTR
5517
CALL
DELISTED
Frontier Communications Corp.
FTR
$145K ﹤0.01%
1,487
-80
-5% -$7.62K
AMX icon
5518
CALL
America Movil
AMX
$76.1B
$144K ﹤0.01%
5,700
+3,100
+119% +$74.6K
CBRL icon
5519
CALL
Cracker Barrel
CBRL
$1.26B
$144K ﹤0.01%
1,400
+700
+100% +$70K
LSAK icon
5520
Lesaka Technologies
LSAK
$396M
$144K ﹤0.01%
11,948
+3,331
+39% +$39.3K
PXLW icon
5521
Pixelworks
PXLW
$38.2M
$144K ﹤0.01%
1,848
+534
+41% +$45.6K
SCHW
5522
CALL
Charles Schwab
SCHW
$183B
$144K ﹤0.01%
4,900
+3,100
+172% +$87.8K
USNA icon
5523
Usana Health Sciences
USNA
$408M
$144K ﹤0.01%
3,902
-8,494
-69% -$307K
PMD
5524
DELISTED
Psychemedics Corporation
PMD
$144K ﹤0.01%
10,171
+9,218
+967% +$131K
CONE
5525
DELISTED
CyrusOne Inc Common Stock
CONE
$144K ﹤0.01%
6,021
-43,336
-88% -$1.1M
219 220
221
222 223

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.