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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUNB
5476
DELISTED
CU Bancorp
CUNB
$151K ﹤0.01%
8,029
+147
+2% +$2.74K
ITRI icon
5477
Itron
ITRI
$4.36B
$150K ﹤0.01%
3,814
-23,227
-86% -$930K
JBLU icon
5478
PUT
JetBlue
JBLU
$2.28B
$150K ﹤0.01%
14,100
+1,800
+15% +$20.6K
NCMI icon
5479
National CineMedia
NCMI
$376M
$150K ﹤0.01%
1,038
-2,163
-68% -$331K
STNG icon
5480
Scorpio Tankers
STNG
$3.9B
$150K ﹤0.01%
1,810
+150
+9% +$14.2K
VIVS
5481
CALL
VivoSim Labs
VIVS
$1.2M
$150K ﹤0.01%
98
+8
+9% +$14.5K
FEO
5482
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$150K ﹤0.01%
8,445
-5,184
-38% -$98.7K
TWX
5483
CALL
DELISTED
Time Warner Inc
TWX
$150K ﹤0.01%
2,000
+1,100
+122% +$85.2K
BV
5484
DELISTED
Bazaarvoice, Inc.
BV
$150K ﹤0.01%
20,318
-8,252
-29% -$62.4K
PAL
5485
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$150K ﹤0.01%
774,535
+87,319
+13% +$23.1K
BYI
5486
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$150K ﹤0.01%
1,861
+727
+64% +$52.9K
MEMP
5487
CALL
DELISTED
Memorial Production Partners LP Common Units
MEMP
$150K ﹤0.01%
6,800
+400
+6% +$9.23K
INVE icon
5488
Identive
INVE
$63.4M
$149K ﹤0.01%
11,070
+3,570
+48% +$47K
CTB
5489
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
$149K ﹤0.01%
5,200
+4,300
+478% +$128K
UGLD
5490
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$149K ﹤0.01%
1,207
-1,175
-49% -$175K
CYS
5491
CALL
DELISTED
CYS Investments Inc.
CYS
$149K ﹤0.01%
18,100
+15,400
+570% +$139K
DXD icon
5492
ProShares UltraShort Dow 30
DXD
$42.2M
$148K ﹤0.01%
302
+42
+16% +$21K
KDP icon
5493
CALL
Keurig Dr Pepper
KDP
$42.3B
$148K ﹤0.01%
2,300
+2,000
+667% +$122K
OSIS icon
5494
OSI Systems
OSIS
$3.65B
$148K ﹤0.01%
2,329
-3,006
-56% -$200K
RJA
5495
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$148K ﹤0.01%
21,251
-8,625
-29% -$65K
TREC
5496
DELISTED
Trecora Resources
TREC
$148K ﹤0.01%
+11,908
New +$149K
ELNK
5497
CALL
DELISTED
EarthLink Holdings Corp.
ELNK
$148K ﹤0.01%
43,300
+22,600
+109% +$88.7K
ETR icon
5498
PUT
Entergy
ETR
$50.2B
$147K ﹤0.01%
3,800
– –
BSIN
5499
Big Sky Industrial
BSIN
$59.6M
$147K ﹤0.01%
767
+88
+13% +$20.9K
WWE
5500
PUT
DELISTED
World Wrestling Entertainment
WWE
$147K ﹤0.01%
10,700
+3,400
+47% +$46.1K
218 219
220
221 222

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.