UBS’s ProShares UltraShort Dow 30 DXD Stock Holding History

UBS’s Portfolio DXD Stock Details DXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$148K	Buy	302 +42	+16%	+$21K	﹤0.01%	5510
2014 Q2	$133K	Sell	260 -228	-47%	-$121K	﹤0.01%	5615
2014 Q1	$266K	Sell	488 -254	-34%	-$145K	﹤0.01%	4881
2013 Q4	$407K	Buy	742 +459	+162%	+$283K	﹤0.01%	4553
2013 Q3	$190K	Sell	283 -495	-64%	-$330K	﹤0.01%	5240
2013 Q2	$550K	Buy	+778	New	+$554K	﹤0.01%	4012

Other funds holding DXD

Jump Trading Chicago, Illinois $150M AUM 17.61% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

BMI Capital New York $49.9M AUM 8.11% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS's DXD Position: Q3 2014 in Review

UBS increased its ProShares UltraShort Dow 30 (DXD) stake by 16% in Q3 2014, buying an estimated $21K and bringing the position to 302 shares worth $148K. The position accounts for ﹤0.01% of the portfolio, ranked #5510.

UBS first reported a position in DXD in Q2 2013 and has held it in 6 quarters since. The position peaked at $550K in Q2 2013. 18 funds tracked by Wall St. Rank hold DXD as of Q3 2014.

UBS held 302 shares of ProShares UltraShort Dow 30 worth $148K as of Q3 2014.
UBS bought 42 ProShares UltraShort Dow 30 shares in Q3 2014, an estimated $21K.
ProShares UltraShort Dow 30 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5510 holding.
UBS first reported a position in ProShares UltraShort Dow 30 in Q2 2013 and has held it in 6 quarters since.
UBS's ProShares UltraShort Dow 30 position peaked at $550K in Q2 2013.
18 funds tracked by Wall St. Rank held ProShares UltraShort Dow 30 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.