U
FONE

UBS’s First Trust NASDAQ Smartphone Index Fund FONE Stock Holding History

UBS’s Portfolio FONE Stock Details FONE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$146K Buy
3,980
+390
+11% +$14.9K ﹤0.01% 5528
2014
Q2 		$137K Buy
3,590
+2,885
+409% +$105K ﹤0.01% 5591
2014
Q1 		$25K Sell
705
-571
-45% -$19.4K ﹤0.01% 7830
2013
Q4 		$42K Sell
1,276
-8
-0.6% -$260 ﹤0.01% 7212
2013
Q3 		$41K Sell
1,284
-464
-27% -$14.1K ﹤0.01% 7132
2013
Q2 		$50K Buy
+1,748
New +$48.4K ﹤0.01% 6756

Other funds holding FONE

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
WA
WealthTrust-Arizona Scottsdale, Arizona $172M AUM 6.58% 1-Year Est. Return
WA
WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

UBS's FONE Position: Q3 2014 in Review

UBS increased its First Trust NASDAQ Smartphone Index Fund (FONE) stake by 11% in Q3 2014, buying an estimated $14.9K and bringing the position to 3,980 shares worth $146K. The position accounts for ﹤0.01% of the portfolio, ranked #5528.

UBS first reported a position in FONE in Q2 2013 and has held it in 6 quarters since. 13 funds tracked by Wall St. Rank hold FONE as of Q3 2014.

  • UBS held 3,980 shares of First Trust NASDAQ Smartphone Index Fund worth $146K as of Q3 2014.
  • UBS bought 390 First Trust NASDAQ Smartphone Index Fund shares in Q3 2014, an estimated $14.9K.
  • First Trust NASDAQ Smartphone Index Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5528 holding.
  • UBS first reported a position in First Trust NASDAQ Smartphone Index Fund in Q2 2013 and has held it in 6 quarters since.
  • 13 funds tracked by Wall St. Rank held First Trust NASDAQ Smartphone Index Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.