UBS’s VanEck Semiconductor ETF SMH Stock Holding History

UBS’s Portfolio SMH Stock Details SMH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$138K	Buy	5,400 +4,600	+575%	+$116K	﹤0.01%	5584
2014 Q2	$20K	Sell	800 -3,200	-80%	-$73.9K	﹤0.01%	8088
2014 Q1	$91K	Buy	4,000 +3,600	+900%	+$77.4K	﹤0.01%	6110
2013 Q4	$8K	Sell	400 -399,600	-100%	-$8.19M	﹤0.01%	9199
2013 Q3	$7.98M	Buy	400,000 +394,400	+7,043%	+$7.61M	0.01%	1304
2013 Q2	$106K	Buy	+5,600	New	+$104K	﹤0.01%	5843

Other funds holding SMH

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

HHC

Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

KWILP

Kiwi Wealth Investments Limited Partnership Wellington, New Zealand $126M AUM 18.28% 1-Year Est. Return

UBS's SMH Position: Q3 2014 in Review

UBS increased its VanEck Semiconductor ETF (SMH) stake by 210% in Q3 2014, buying an estimated $12.1M and bringing the position to 706,606 shares worth $18.1M. The position accounts for 0.01% of the portfolio, ranked #1025.

UBS first reported a position in SMH in Q2 2013 and has held it in 6 quarters since. 55 funds tracked by Wall St. Rank hold SMH as of Q3 2014.

UBS held 706,606 shares of VanEck Semiconductor ETF worth $18.1M as of Q3 2014.
UBS bought 478,730 VanEck Semiconductor ETF shares in Q3 2014, an estimated $12.1M.
VanEck Semiconductor ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1025 holding.
UBS first reported a position in VanEck Semiconductor ETF in Q2 2013 and has held it in 6 quarters since.
55 funds tracked by Wall St. Rank held VanEck Semiconductor ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.