U
AYN

UBS’s Alliance New York Income Fund AYN Stock Holding History

UBS’s Portfolio AYN Stock Details AYN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$126K Sell
10,050
-10,500
-51% -$133K ﹤0.01% 5715
2014
Q2 		$262K Sell
20,550
-2,288
-10% -$28.9K ﹤0.01% 4877
2014
Q1 		$286K Sell
22,838
-2,115
-8% -$25.9K ﹤0.01% 4811
2013
Q4 		$297K Sell
24,953
-10,289
-29% -$122K ﹤0.01% 4863
2013
Q3 		$427K Buy
35,242
+760
+2% +$9.06K ﹤0.01% 4315
2013
Q2 		$448K Buy
+34,482
New +$464K ﹤0.01% 4214

Other funds holding AYN

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS's AYN Position: Q3 2014 in Review

UBS reduced its Alliance New York Income Fund (AYN) stake by 51% in Q3 2014, selling an estimated $133K and leaving 10,050 shares worth $126K. The position accounts for ﹤0.01% of the portfolio, ranked #5715.

UBS first reported a position in AYN in Q2 2013 and has held it in 6 quarters since. The position peaked at $448K in Q2 2013. 19 funds tracked by Wall St. Rank hold AYN as of Q3 2014.

  • UBS held 10,050 shares of Alliance New York Income Fund worth $126K as of Q3 2014.
  • UBS sold 10,500 Alliance New York Income Fund shares in Q3 2014, an estimated $133K.
  • Alliance New York Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5715 holding.
  • UBS first reported a position in Alliance New York Income Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's Alliance New York Income Fund position peaked at $448K in Q2 2013.
  • 19 funds tracked by Wall St. Rank held Alliance New York Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.