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AYN

Alliance New York Income Fund
AYN

Delisted

AYN was delisted on the 5th of August, 2015.

21 hedge funds and large institutions have $9.72M invested in Alliance New York Income Fund in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $8.88M → $9.72M (+$841K)

5% more funds holding

Funds holding: 2021 (+1)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
5
Reduced
9
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$3.08M +$1.15M +90,759 +60%
GC
2
Guggenheim Capital
Illinois
$1.78M -$330K -26,056 -16%
Invesco
3
Invesco
Georgia
$1.11M -$17.4K -1,375 -2%
Lazard Asset Management
4
Lazard Asset Management
New York
$581K
6CM
5
683 Capital Management
New York
$527K
DA
6
Doliver Advisors
Texas
$476K -$110K -8,701 -19%
PPA
7
Parametric Portfolio Associates
Washington
$432K
U
8
UBS
Switzerland
$262K -$28.9K -2,288 -10%
HK
9
Horizon Kinetics
New York
$229K -$72.4K -5,720 -24%
TC
10
TFS Capital
Pennsylvania
$197K +$195K +15,429 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$195K +$76 +6 +0%
Goldman Sachs
12
Goldman Sachs
New York
$177K
BA
13
Bridgewater Advisors
New York
$149K
Morgan Stanley
14
Morgan Stanley
New York
$140K -$18.3K -1,450 -12%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$134K +$1.61K +127 +1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$78K +$49.3K +3,900 +177%
Wells Fargo
17
Wells Fargo
California
$57K -$67.5K -5,335 -54%
AllianceBernstein
18
AllianceBernstein
Tennessee
$41K -$93.5K -7,393 -70%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$34K
AIG
20
American International Group
New York
$25.9K -$36.3K -2,873 -59%
Citigroup
21
Citigroup
New York
$6K +$2.52K +199 +100%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$2K

AYN Hedge Fund Activity: Q2 2014 in Review

21 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Alliance New York Income Fund (AYN) for Q2 2014, worth a combined $9.72M — up 9.5% from $8.88M a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new AYN positions and 0 closed out — a net gain of 1 holder — while 5 added to existing stakes and 9 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $1.15M. The largest seller was Guggenheim Capital, cutting an estimated $330K.

  • 21 institutional investors held Alliance New York Income Fund (AYN) as of Q2 2014, up from 20 in Q1 2014.
  • Funds reported $9.72M of Alliance New York Income Fund stock for Q2 2014, up 9.5% quarter-over-quarter.
  • 1 fund opened new Alliance New York Income Fund positions in Q2 2014 and 0 closed out, a net change of +1 holder.
  • The largest Alliance New York Income Fund buyer in Q2 2014 was Karpus Investment Management, an estimated $1.15M added.
  • The largest Alliance New York Income Fund seller in Q2 2014 was Guggenheim Capital, an estimated $330K sold.

Based on aggregated 13F filings for Q2 2014.