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AYN

Alliance New York Income Fund
AYN

Delisted

AYN was delisted on the 5th of August, 2015.

22 hedge funds and large institutions have $8.8M invested in Alliance New York Income Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

27% more capital invested

Capital invested by funds: $6.94M → $8.8M (+$1.87M)

22% more funds holding

Funds holding: 1822 (+4)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

Holders
22
Holders Change
+4
Holders Change %
+22.22%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$1.98M -$85.6K -7,224 -4%
KIM
2
Karpus Investment Management
New York
$1.55M +$1.28M +108,089 +473%
Invesco
3
Invesco
Georgia
$882K -$49.9K -4,210 -5%
PPA
4
Parametric Portfolio Associates
Washington
$607K +$246K +20,748 +66%
DA
5
Doliver Advisors
Texas
$598K +$146K +12,316 +32%
6CM
6
683 Capital Management
New York
$490K +$489K +41,261 New
BA
7
Bridgewater Advisors
New York
$348K +$347K +29,286 New
U
8
UBS
Switzerland
$297K -$122K -10,289 -29%
HK
9
Horizon Kinetics
New York
$281K +$23.9K +2,020 +9%
Morgan Stanley
10
Morgan Stanley
New York
$270K -$495K -41,762 -65%
TC
11
TFS Capital
Pennsylvania
$248K +$247K +20,851 New
PRCM
12
Pine River Capital Management
Minnesota
$206K +$206K +17,379 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$181K -$9.62K -812 -5%
VKH
14
Virtu KCG Holdings
New York
$175K +$176K +14,870 New
Goldman Sachs
15
Goldman Sachs
New York
$164K
Wells Fargo
16
Wells Fargo
California
$141K -$9.6K -810 -6%
WAM
17
Wolverine Asset Management
Illinois
$139K -$188K -15,888 -57%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$122K +$593 +50 +0.5%
AIG
19
American International Group
New York
$54.6K +$4.74K +400 +10%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$32K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$26K -$83.6K -7,050 -76%
Citigroup
22
Citigroup
New York
$9K +$9.67K +816 New
FAAS
23
First Allied Advisory Services
California
-$129K -10,682 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$2K -200 Closed

AYN Hedge Fund Activity: Q4 2013 in Review

22 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Alliance New York Income Fund (AYN) for Q4 2013, worth a combined $8.8M — up 27% from $6.94M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new AYN positions and 2 closed out — a net gain of 4 holders — while 6 added to existing stakes and 8 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $1.28M. The largest seller was Morgan Stanley, cutting an estimated $495K.

  • 22 institutional investors held Alliance New York Income Fund (AYN) as of Q4 2013, up from 18 in Q3 2013.
  • Funds reported $8.8M of Alliance New York Income Fund stock for Q4 2013, up 27% quarter-over-quarter.
  • 6 funds opened new Alliance New York Income Fund positions in Q4 2013 and 2 closed out, a net change of +4 holders.
  • The largest Alliance New York Income Fund buyer in Q4 2013 was Karpus Investment Management, an estimated $1.28M added.
  • The largest Alliance New York Income Fund seller in Q4 2013 was Morgan Stanley, an estimated $495K sold.

Based on aggregated 13F filings for Q4 2013.