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AYN

Alliance New York Income Fund
AYN

Delisted

AYN was delisted on the 5th of August, 2015.

21 hedge funds and large institutions have $11.7M invested in Alliance New York Income Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more funds holding

Funds holding: 2021 (+1)

26% less capital invested

Capital invested by funds: $15.8M → $11.7M (-$4.12M)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$4.06M +$114K +8,200 +3%
IA
2
Icon Advisers
Colorado
$1.87M +$1.44M +103,882 +345%
GC
3
Guggenheim Capital
Illinois
$1.39M -$257K -18,549 -16%
Invesco
4
Invesco
Georgia
$1.28M -$99.3K -7,160 -7%
6CM
5
683 Capital Management
New York
$579K -$285K -20,537 -33%
Lazard Asset Management
6
Lazard Asset Management
New York
$402K
DA
7
Doliver Advisors
Texas
$391K +$4.48K +323 +1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$269K +$83 +6 +0%
Wells Fargo
9
Wells Fargo
California
$259K +$168K +12,149 +190%
VKH
10
Virtu KCG Holdings
New York
$219K +$218K +15,727 New
Goldman Sachs
11
Goldman Sachs
New York
$193K
HK
12
Horizon Kinetics
New York
$190K -$1.11K -80 -0.6%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$169K
SIA
14
Sit Investment Associates
Minnesota
$142K +$141K +10,200 New
UBS Group
15
UBS Group
Switzerland
$112K
Morgan Stanley
16
Morgan Stanley
New York
$85K -$140K -10,085 -62%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$28K -$2.77K -200 -9%
Bank of America
18
Bank of America
North Carolina
$28K
AIG
19
American International Group
New York
$4.18K
Citigroup
20
Citigroup
New York
$3K -$1.25K -90 -31%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$3K
Creative Planning
22
Creative Planning
Kansas
$1K +$1.39K +100 New
BI
23
Bulldog Investors
New Jersey
-$5.8M -430,918 Closed
CPA
24
Cowen Prime Advisors
New York
-$9K -700 Closed

AYN Hedge Fund Activity: Q1 2015 in Review

21 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Alliance New York Income Fund (AYN) for Q1 2015, worth a combined $11.7M — down 26% from $15.8M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new AYN positions and 2 closed out — a net gain of 1 holder — while 5 added to existing stakes and 7 trimmed.

The largest buyer was Icon Advisers, adding an estimated $1.44M. The largest seller was Bulldog Investors, exiting entirely with an estimated $5.8M sold.

  • 21 institutional investors held Alliance New York Income Fund (AYN) as of Q1 2015, up from 20 in Q4 2014.
  • Funds reported $11.7M of Alliance New York Income Fund stock for Q1 2015, down 26% quarter-over-quarter.
  • 3 funds opened new Alliance New York Income Fund positions in Q1 2015 and 2 closed out, a net change of +1 holder.
  • The largest Alliance New York Income Fund buyer in Q1 2015 was Icon Advisers, an estimated $1.44M added.
  • The largest Alliance New York Income Fund seller in Q1 2015 was Bulldog Investors, an estimated $5.8M sold.

Based on aggregated 13F filings for Q1 2015.