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AYN

Alliance New York Income Fund
AYN

Delisted

AYN was delisted on the 5th of August, 2015.

20 hedge funds and large institutions have $15.8M invested in Alliance New York Income Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

58% more capital invested

Capital invested by funds: $10M → $15.8M (+$5.79M)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

5% more funds holding

Funds holding: 1920 (+1)

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$5.8M +$5.52M +430,918 New
KIM
2
Karpus Investment Management
New York
$3.81M +$282K +22,045 +8%
GC
3
Guggenheim Capital
Illinois
$1.59M -$196K -15,338 -12%
Invesco
4
Invesco
Georgia
$1.33M +$88.3K +6,894 +7%
6CM
5
683 Capital Management
New York
$834K +$54.9K +4,289 +7%
IA
6
Icon Advisers
Colorado
$405K +$386K +30,138 New
Lazard Asset Management
7
Lazard Asset Management
New York
$387K
DA
8
Doliver Advisors
Texas
$372K -$423K -33,005 -54%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$260K +$51.3K +4,006 +26%
Morgan Stanley
10
Morgan Stanley
New York
$217K +$60.5K +4,722 +41%
Goldman Sachs
11
Goldman Sachs
New York
$186K
HK
12
Horizon Kinetics
New York
$184K -$49.6K -3,877 -22%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$163K +$17.4K +1,355 +13%
UBS Group
14
UBS Group
Switzerland
$108K +$103K +8,050 New
Wells Fargo
15
Wells Fargo
California
$86K +$24.3K +1,901 +42%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$30K -$49.9K -3,900 -64%
Bank of America
17
Bank of America
North Carolina
$27K +$25.6K +2,000 New
CPA
18
Cowen Prime Advisors
New York
$9K +$8.96K +700 New
AIG
19
American International Group
New York
$4.04K
Citigroup
20
Citigroup
New York
$4K -$17.8K -1,389 -83%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$3K -$32K -2,500 -93%
PPA
22
Parametric Portfolio Associates
Washington
-$425K -33,921 Closed
WAM
23
Wolverine Asset Management
Illinois
-$220K -17,496 Closed
TJHA
24
Thomas J. Herzfeld Advisors
Florida
-$2K -150 Closed

AYN Hedge Fund Activity: Q4 2014 in Review

20 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Alliance New York Income Fund (AYN) for Q4 2014, worth a combined $15.8M — up 58% from $10M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new AYN positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $5.52M. The largest seller was Parametric Portfolio Associates, exiting entirely with an estimated $425K sold.

  • 20 institutional investors held Alliance New York Income Fund (AYN) as of Q4 2014, up from 19 in Q3 2014.
  • Funds reported $15.8M of Alliance New York Income Fund stock for Q4 2014, up 58% quarter-over-quarter.
  • 5 funds opened new Alliance New York Income Fund positions in Q4 2014 and 3 closed out, a net change of +2 holders.
  • The largest Alliance New York Income Fund buyer in Q4 2014 was Bulldog Investors, an estimated $5.52M added.
  • The largest Alliance New York Income Fund seller in Q4 2014 was Parametric Portfolio Associates, an estimated $425K sold.

Based on aggregated 13F filings for Q4 2014.